Category: Alternative Investments Blog
Erez Law is currently investigating former David A. Noyes & Company broker James Kirchner (CRD# 2852217) regarding unsuitable investment recommendations. Kirchner was registered with Cabot Lodge Securities LLC in Chicago, Illinois from September 2019 to March 2020. Previously, Kirchner was … Continue reading
Erez Law is currently investigating First Allied Securities, Inc. broker William Fox (CRD# 1522234) regarding alternative investment losses. Fox has been registered with First Allied Securities, Inc. in Austin, Texas since 2014. Previously, Fox was registered with New England Securities … Continue reading
There are options for customers of FSC Securities Corporation broker Rodney Potratz (CRD# 2367896)? Potratz has been registered with FSC Securities Corporation in Laguna Beach, California since 2003. Potratz has been the subject of two customer complaints between 2011 and … Continue reading
Erez Law is currently investigating former VSR Financial Services, Inc. and Summit Brokerage Services Inc. broker Robert Burns (CRD# 4066393) regarding unsuitable investment recommendations in alternative products. Burns has been registered with Cetera Advisor Networks LLC in Greenwood Village, Colorado … Continue reading