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Category: Conflict of Interest Articles

Investment Loss Options for Clients of Raymond James & Associates, Inc. Broker Pasquale Evangelista

Jeff Erez | February 25, 2025 | Conflict of Interest Articles

Raymond James & Associates Inc.

There are options for clients of Raymond James & Associates, Inc. broker Pasquale Evangelista (CRD# 2443782) who suffered investment losses. He has been registered with Raymond James & Associates, Inc. in Naples, Florida, since 2010. Pasquale Evangelista Customer Complaints He … Continue reading →

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SEC Fines PNC Investments LLC, Securities America Advisors Inc., and Geneos Wealth Management Inc. $15 Million for Breaching Fiduciary Duties and Failing to Disclose Conflicts of Interests

Jeff Erez | May 2, 2018 | Conflict of Interest Articles

Erez Law is currently investigating PNC Investments LLC (PNCI), Securities America Advisors Inc. (SAA), and Geneos Wealth Management Inc. (Geneos) financial advisors across the country regarding investment losses. In April 2018, the Securities and Exchange Commission (SEC) charged PNCI, SAA, … Continue reading →

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Have you Suffered Losses Due to Investments with Noble Capital Markets, Inc. Financial Advisor Nicolaas Pronk?

Jeff Erez | July 17, 2017 | Conflict of Interest Articles

Erez Law is currently investigating Noble Capital Markets, Inc. financial advisor Nicolaas Pronk (CRD# 1726101) regarding conflicts of interests in regards to investment recommendations. Pronk has been registered with and president of Noble Capital Markets, Inc. in Boca Raton, Florida … Continue reading →

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