Category: Energy Sector Losses
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.J.B. Hilliard, W.L. Lyons, LLC financial advisor William Wobbe (CRD# 2620880) who is alleged to engage in unauthorized trading and unsuitability of investment … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor John Morris (CRD# 1903657) regarding losses tied to the high risk energy sector. Morris has been registered with UBS Financial Services Inc. in Warren, New Jersey since 2011. Over … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Hard Rock Exploration, Inc., an independent oil and gas development company out of Charleston, West Virginia. Hard Rock Exploration, Inc. sponsored drilling programs such … Continue reading
Were you the victim of LPL Financial LLC financial advisor Stephen Garrett (CRD# 218223) regarding oil and gas sector losses? Garrett has been registered with LPL Financial LLC in Monrovia, California since 1993. Over the past few years, oil prices … Continue reading
Did you lose money investing with J.J.B. Hilliard, W.L. Lyons, LLC financial advisor John Gordinier II (CRD# 2363965) in the high risk oil and gas sector? Gordinier has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Louisville, Kentucky since … Continue reading
Were you the victim of former UBS Financial Services Inc. financial advisor Walter Stucker (CRD# 2197844) regarding energy sector losses? Stucker has been registered with Wells Fargo Clearing Services, LLC in Fort Worth, Texas since May 2017. Previously, Stucker was … Continue reading
Did you lose money investing with former LPL Financial LLC financial advisor Sanders Spangler (CRD# 4188542) in the high risk energy sector? Spangler has been registered with LPL Financial LLC in San Antonio, Texas from 2005 to March 2017, when … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former UBS Financial Services Inc. financial advisor Walter Stucker (CRD# 2197844) regarding losses due to oil and gas investments. Stucker has been registered … Continue reading
Were you the victim of J.J.B. Hilliard, W.L. Lyons, LLC financial advisor John Gordinier (CRD# 2363965) regarding suitability of energy stocks? Gordinier has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Louisville, Kentucky since 1993. Over the past few … Continue reading
In February 2018, a former client of Wilbanks Securities, Inc. won an award in a FINRA arbitration for compensatory damages for $1.378 million for losses due to investments with Aztec XII Oil and Gas through Aztec Oil & Gas, Inc. … Continue reading