Category: Energy Sector Losses
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor Michael Keane (CRD# 265697) regarding unsuitable recommendations in energy stocks. Keane has been registered with UBS Financial Services Inc. in Melville, New York from 2007 to 2016. He … Continue reading
Erez Law is currently investigating brokers across the country in connection with losses sustained from participation in a $15 million oil and gas investment Ponzi scheme involving TexStar Energy Corp., Southern Energy Group Inc. and TennStar Energy Inc. In August … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor William Paynter Jr. (CRD# 2835535) regarding unsuitable and overconcentrated investments in the high risk oil and gas sector. Paynter has been registered with Wells Fargo Clearing Services, LLC … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor Todd Ellentuck (CRD# 1321452) regarding excessive fees and commissions, unauthorized trades in Puerto Rico bonds, overconcentrated investments in MLPs, unsuitable structured products, and losses tied to the high … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended investments in EnerVest Ltd., a Houston, Texas-based oil and gas company that has been focusing on energy investments since 1992. Once rated as one of the top 25 … Continue reading
Erez Law is currently investigating Newbridge Securities for losses sustained from investments in ForceField Energy Stock, which has a stock ticker of FNRG. Recently, a former client of Newbridge Securities filed a FINRA arbitration claim against Newbridge Securities for failure … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended investments in iPath S&P GSCI Crude Oil Total Return Index exchange traded note (ETN), traded on the stock exchange as OIL, and VelocityShares 3x Long Crude Oil ETN, … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor John Carolyn (CRD# 4485799) regarding overconcentrated investments in the oil and gas sector. Carolyn has been registered with UBS Financial Services Inc. in Houston, Texas since 2002. Many oil … Continue reading
Erez Law is currently investigating former RBC Capital Markets, LLC financial advisor John S. Simpson (CRD# 719367) regarding concentrated investment portfolios in the high risk energy sector. Many oil and gas companies have experienced price fluctuations over the past few … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Inc. financial advisor Shawn Derek Slaydek (CRD# 2995404) regarding losses from investments in the high risk energy sector and triple leveraged exchange traded funds (ETFs). Slaydek has been registered … Continue reading