Category: Energy Sector Losses
Erez Law is currently investigating recommendations from financial advisors across the country who recommended the sale of oil and gas Master Limited Partnership investments in Memorial Production Partners LP. MLPs are limited partnerships that are publicly traded. It combines the … Continue reading
Erez Law is currently investigating J.P. Morgan financial advisors across the country who recommended an investment strategy concentrated in the volatile energy sector. A retired widow and novice investor from Wisconsin recently filed a FINRA arbitration against J.P. Morgan for … Continue reading
Erez Law is currently investigating Morgan Stanley financial adviser Joseph Patrick McGinley (CRD# 327656) regarding misrepresentation and securities violations related to energy investments. McGinley has been registered with Morgan Stanley in Philadelphia, Pennsylvania since 2011. It is alleged that McGinley … Continue reading
Erez Law is currently investigating J.J.B. Hilliard, W.L. Lyons, LLC financial advisor Gary Lee Richards (CRD# 2224200) regarding his investment strategy concentrating portfolios in high risk energy stocks. Richards has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Steubenville, … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Jeffrey Randolph Wilson (CRD# 1161819) regarding recommending unsuitable energy investments. Wilson has been registered with Wells Fargo in Las Cruces, New Mexico since 2014. Wells Fargo brokers, including Jeffrey Randolph Wilson, … Continue reading
Erez Law is currently investigating former Oppenheimer & Co., Inc. and Cetera Advisors, LLC financial advisor Abraham Heimann (CRD# 1315922) regarding unsuitability and unauthorized trades. Heimann was registered with Cetera Advisors in Alpharetta, Georgia from 2013 to 2016 and with … Continue reading
Erez Law is investigating customer complaints against brokerage firms across the United States for improper sales practices and unsuitable investment recommendations with regards to Ridgewood Energy Funds. Ridgewood Energy is an energy-focused private equity firm with offices in Houston and … Continue reading
Erez Law is currently investigating recommendations by UBS Financial Services financial advisors across the country regarding investments in UBS Trigger Yield Optimization Notes. UBS Trigger Yield Optimization Notes are convertible debt securities that provide investors with an increase in the … Continue reading
Erez Law is currently investigating recommendations from brokerage firms across the country who recommended overconcentrated investments in Breitburn Energy Partners LP, an independent oil and gas master limited partnership focused on the development and production of oil and gas properties … Continue reading
Erez Law filed a claim against UBS Financial Services Inc. financial advisor Margaret Mary Lech-Loubet (CRD# 1564472) regarding her recommendations of high risk and unsuitable investments in proprietary structured products tied to the energy sector. Erez Law recently filed a … Continue reading