Category: Energy Sector Losses
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Centaurus Financial, Inc. broker Manuel Ramos (CRD# 1956224). He has been registered with Centaurus Financial, Inc. in Downey, California, since 2011. Manuel Ramos … Continue reading
Lincoln Financial Advisors Corporation broker Rick Shaw (CRD# 1870018) is accused of oil and gas investment losses. He has been registered with Lincoln Financial Advisors Corporation in Scottsdale, Arizona, since 1998. In October 2020, the Kansas Insurance Department suspended him … Continue reading
Erez Law is currently investigating former Texas Securities, Inc. broker William Hayden (CRD# 2303449) regarding energy sector losses. He was registered with Texas Securities, Inc. in Carrollton, Texas, from 2021 to 2023 and previously with Nobles & Richards, Inc. in … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Joseph Hurley (CRD# 4499819)? He has been registered with Cambridge Investment Research, Inc. in Battle Ground, Washington, since 2010. Joseph Hurley Customer Complaints He has been the subject of two … Continue reading
Erez Law is currently investigating Lincoln Financial Advisors Corporation broker Kenneth Sledge (CRD# 824533) regarding energy sector investment losses. He has been registered with Lincoln Financial Advisors Corporation in Nashville, Tennessee, since 1988. Kenneth Sledge Customer Complaints He has been … Continue reading
Erez Law is currently investigating Newbridge Securities Corporation broker John Forrester (CRD# 728188) regarding energy sector losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2010. According to public records, a former client filed a … Continue reading
There are options for clients of Cambridge Investment Research, Inc. broker John Lee (CRD# 2950037), who suffered investment losses due to his recommendations. He has been registered with LPL Financial LLC in Fort Worth, Texas, since 2021. Previously, he was … Continue reading
Former Lincoln Financial Securities Corporation broker Christopher Gordon (CRD# 5714224) is accused of unsuitable investment recommendations related to the high-risk energy sector. He has been registered with Centaurus Financial, Inc. in Annapolis, Maryland, since 2023. Previously, he was registered with … Continue reading
Kestra Investment Services, LLC broker James Morrison (Jim Morrison) (CRD# 1254375) is accused of energy sector losses. He has been registered with Kestra Investment Services, LLC in Waco, Texas, since 2003. James Morrison Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former Kestra Investment Services broker Mark Mappa (CRD# 1874503) regarding oil and gas investment losses. He has been registered with Woodbury Financial Services, Inc. in Northbrook, Illinois, since 2016. Mark Mappa Customer Complaints He has … Continue reading