Category: Energy Sector Losses
Were you the victim of Cambridge Investment Research, Inc. broker Joseph Hurley (CRD# 4499819)? He has been registered with Cambridge Investment Research, Inc. in Battle Ground, Washington, since 2010. Joseph Hurley Customer Complaints He has been the subject of two … Continue reading
Erez Law is currently investigating Lincoln Financial Advisors Corporation broker Kenneth Sledge (CRD# 824533) regarding energy sector investment losses. He has been registered with Lincoln Financial Advisors Corporation in Nashville, Tennessee, since 1988. Kenneth Sledge Customer Complaints He has been … Continue reading
Erez Law is currently investigating Newbridge Securities Corporation broker John Forrester (CRD# 728188) regarding energy sector losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2010. According to public records, a former client filed a … Continue reading
Did you lose money investing in the high-risk oil and gas energy sector with former Berthel, Fisher & Company Financial Services, Inc. broker Alvery Bartlett Jr. (CRD# 13975)? Bartlett has been registered with Arete Wealth Management, LLC in Clayton, Missouri, … Continue reading
There are options for clients of Cambridge Investment Research, Inc. broker John Lee (CRD# 2950037), who suffered investment losses due to his recommendations. He has been registered with LPL Financial LLC in Fort Worth, Texas, since 2021. Previously, he was … Continue reading
Former Lincoln Financial Securities Corporation broker Christopher Gordon (CRD# 5714224) is accused of unsuitable investment recommendations related to the high-risk energy sector. He has been registered with Centaurus Financial, Inc. in Annapolis, Maryland, since 2023. Previously, he was registered with … Continue reading
Kestra Investment Services, LLC broker James Morrison (Jim Morrison) (CRD# 1254375) is accused of energy sector losses. He has been registered with Kestra Investment Services, LLC in Waco, Texas, since 2003. James Morrison Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former Kestra Investment Services broker Mark Mappa (CRD# 1874503) regarding oil and gas investment losses. He has been registered with Woodbury Financial Services, Inc. in Northbrook, Illinois, since 2016. Mark Mappa Customer Complaints He has … Continue reading
There are options for customers of Equity Services, Inc. broker Keith Baron (CRD# 3231494) who suffered energy sector losses. He was registered with Equity Services, Inc. in Jericho, New York, from 2015 to 2022. He was previously registered with Park … Continue reading
Did you lose money investing in oil and gas securities with former ProEquities, Inc. broker Cara Miller (CRD# 4521819)? She was registered with ProEquities, Inc. in Rapid City, South Dakota, from 2006 to 2020. Cara Miller Customer Complaints She has … Continue reading