Category: Energy Sector Losses
Erez Law is currently investigating David Lerner Associates, Inc. broker Eugene Garner (CRD# 4892619) regarding alternative and energy investment losses. He has been registered with David Lerner Associates, Inc. in Lawrenceville, New Jersey since 2005. Eugene Garner Customer Complaints He … Continue reading
Did your broker recommend you invest in FS Energy & Power Fund (FSEP) and you suffered investment losses? FS Energy & Power Fund is a publicly registered, non-traded business development company (BDC) that is sponsored by FS Investments. According to … Continue reading
Erez Law is currently investigating former David Lerner Associates, Inc. broker Jeffrey Basford (CRD# 5077566) regarding energy sector losses. He was registered with David Lerner Associates, Inc. in Westport, Connecticut from 2006 until 2022. It is alleged that he recommended … Continue reading
Erez Law is currently investigating David Lerner Associates broker Martin Lerner (CRD# 871038) who is alleged to recommend a strategy concentrated in high-risk and illiquid investments in the energy sector. Lerner has been registered with David Lerner Associates in Boca … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Michael Norton (CRD# 2617985) regarding Energy 11 investment losses. Norton has been registered with David Lerner Associates, Inc. in Syosset, New York since 1998. It is alleged that David Lerner … Continue reading
Erez Law is currently investigating Morgan Stanley broker Brian Manning (CRD# 1561116) regarding suitability concerns in the energy sector. Manning has been registered with Morgan Stanley in Toms River, New Jersey since 2009. Manning has been the subject of one … Continue reading
There are options for clients of Advisory Group Equity Services Ltd. broker W. Warren Gerety (CRD# 2662678) who suffered investment losses. Gerety has been registered with Advisory Group Equity Services Ltd. in Rye, New Hampshire since 2010. Gerety has been … Continue reading
There are options for clients of UBS Financial Services Inc. broker Richard Whalen (CRD# 1097944) who suffered investment losses. Whalen has been registered with UBS Financial Services Inc. in Phoenix, Arizona since 2008. Whalen has been the subject of one … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Scott Blanche (CRD# 2152628) who suffered investment losses in the high-risk energy sector. Blanche has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jenkintown, … Continue reading
Erez Law is currently investigating former David Lerner Associates, Inc. broker Charles Bonilla (CRD# 2572107), who was recently suspended by FINRA. It is alleged that Bonilla recommended illiquid investments tied to the high-risk energy sector to customers of David Lerner … Continue reading