Category: Fraud Articles
Were you the victim of former Woodbury Financial Services, Inc. broker Raymond Ferro (CRD# 1927831)? Ferro was registered with Woodbury Financial Services, Inc. in Danbury, Connecticut from 2013 to 2020. Ferro has been the subject of two customer complaints between … Continue reading
Were you the victim of Edward Jones broker Craig Foreman (CRD# 6335574)? Foreman has been registered with Edward Jones in Odessa, Texas since 2014. Foreman has been the subject of one customer complaint, according to his CRD report: August 2019. … Continue reading
There are options for clients of former Kestra Investment Services, LLC broker James Daughtry (CRD# 3272282) who suffered investment losses. Daughtry was registered with Kestra Investment Services, LLC in Dothan, Alabama from 2015 to 2020, when he was terminated regarding, … Continue reading
Did you suffer investment losses due to recommendations by former Northland Securities, Inc. broker Shawn Messner (CRD# 2759697)? Messner has been registered with Needham & Company, LLC in Minnetonka, Minnesota since 2019. Previously, Messner was registered with Northland Securities, Inc. … Continue reading
There are options for clients who suffered investments due to recommendations by Concorde Investment Services, LLC broker David Zupek (CRD# 2250376). Zupek has been registered with Concorde Investment Services, LLC and Concorde Asset Management, LLC in Racine, Wisconsin and The … Continue reading
Were you the victim of former Woodbury Financial Services, Inc. broker Stephen Fry (CRD# 2928258)? Fry was registered with Woodbury Financial Services, Inc. in Germantown, Tennessee from 2011 to 2019. In December 2019, FINRA barred Fry after he failed to … Continue reading
Were you the victim of former Country Capital Management Company broker Adam Lopez (CRD# 5562750)? Lopez was registered with Country Capital Management Company in Springfield, Illinois from 2008 to 2018, when he was terminated regarding, “Individual was terminated by Firm … Continue reading
Were you the victim of Garden State Securities, Inc. broker Anthony Joslin (CRD# 2281191)? Joslin has been registered with Garden State Securities, Inc. in Red Bank, New Jersey since 2014. Joslin has been the subject of eight customer complaints between … Continue reading
Were you the victim of former Nylife Securities LLC broker Ronald Knight (CRD# 5265446)? Knight was registered with Nylife Securities LLC in Timonium, Maryland from 2008 to 2017. In October 2019, FINRA barred Knight after he “consented to the sanction … Continue reading
Are you interested in learning your options due to investment losses with former Financial West Group and Western International Securities, Inc. broker Margareta Childs (CRD# 1495891)? Childs was with Western International Securities, Inc. in Irvine, California from 2017 to 2019. … Continue reading