Category: Insurance
There are options for clients of NYLife Securities LLC broker Douglas Farris Jr. (CRD# 2973692), who suffered losses due to insurance losses. He has been registered with NYLife Securities LLC in Dayton, Ohio, since 2004. Previously, he was registered with … Continue reading
There are options for clients who lost money due to recommendations by MML Investors Services, LLC broker Kevin Gutwein (CRD# 2904262). He has been registered with MML Investors Services, LLC in Indianapolis, Indiana, since 2011. Kevin Gutwein Customer Complaints He … Continue reading
Erez Law is currently investigating former Pruco Securities, LLC broker James Pelletiere (CRD# 2628708) who was barred by FINRA. He was registered with Pruco Securities, LLC in Downers Grove, Illinois, from 2019 to 2022, and with MML Investors Services, LLC … Continue reading
Can I recover losses from investments with Hornor, Townsend & Kent, LLC broker William Huff (CRD# 5875405)? He has been registered with Hornor, Townsend & Kent, LLC in St. George, Utah, since 2021. William Huff Customer Complaints He has been … Continue reading
Erez Law is currently investigating United Planners’ Financial Services Of America A Limited Partner broker John Rhoads Jr. (CRD# 2176003), regarding misrepresentation that led to investment losses. He has been registered with United Planners’ Financial Services Of America A Limited … Continue reading
Erez Law is currently investigating Allstate Financial Services, LLC broker Gina Kidd (CRD# 6658538) regarding insurance losses. She was registered with Allstate Financial Services, LLC in Bedford, Virginia, from 2017 to 2020, when she was terminated regarding, “Termination after allegations … Continue reading
Erez Law is currently investigating NYLife Securities LLC broker Margarita Flores (CRD# 2440637), who is accused of insurance losses. She has been registered with NYLife Securities LLC in El Paso, Texas, since 1994. Margarita Flores Customer Complaints She has been … Continue reading
Erez Law is currently investigating former PFS Investments broker Raymi Valdes (CRD# 6006427), who was recently barred by FINRA related to merchant cash advances investment losses. According to FINRA, Raymi Valdes entered the securities industry in 2018 as a non-registered … Continue reading
Can I recover losses from investments with Edward Jones broker Paul Jansen (CRD# 5721940)? He has been registered with Edward Jones in Lebanon, Illinois since 2009. Paul Jansen Customer Complaints He has been the subject of one customer complaint, according … Continue reading
There are options for clients of Park Avenue Securities LLC broker David Stevens (CRD# 2830472) who suffered losses due to insurance investments. He has been registered with Park Avenue Securities LLC in La Jolla, California from 2015 to 2020, when … Continue reading