Category: Investment Loss Articles
Oppenheimer & Co. Inc. broker Matthew Steinberg (CRD# 2430032) is accused of Oppenheimer Portfolio Enhancement Program (PEP) investment losses. He has been registered with Oppenheimer & Co. Inc. in Jenkintown, Pennsylvania, since 1994. According to public records, a former client … Continue reading
Barred former First Allied Securities, Inc. broker Rene Bolivar (CRD# 3275996) accused of investment losses. He was registered with First Allied Securities, Inc. in Salinas, California, from 2007 to 2021. Previously, he was registered with Linsco/Private Ledger Corp. in Monterey, … Continue reading
Were you the victim of UBS Financial Services broker Gregory Foster (CRD# 1532735)? He has been registered with UBS Financial Services in Wayzata, Minnesota, since 2010. Gregory Foster Customer Complaints He has been the subject of four customer complaints between … Continue reading
NBC Securities, Inc. broker Evan Hershey (CRD# 3146598) regarding is accused of investment losses. He has been registered with Caldwell Sutter Capital, Inc. in Santa Rosa, California, since 2023. Previously, he was registered with NBC Securities, Inc. in Santa Rosa, … Continue reading
There are options for clients of former Wells Fargo Advisors, LLC broker George Cairnes (CRD# 4068906), who faces a customer complaint for investment losses. He has been registered with Chelsea Financial Services in Staten Island, New York, since 2023. Previously, … Continue reading
Oak Lane Advisors broker Jacob Cazier (CRD# 6904198) faces multi-million dollar complaint related to alleged investment fraud. He was registered with J.W. Cole Financial, Inc. in Clearfield, Utah, from May to September 2018, and with Allegis Investment Services, LLC in … Continue reading
Erez Law is currently investigating United Planners’ Financial Services Of America A Limited Partner broker John Rhoads Jr. (CRD# 2176003), regarding misrepresentation that led to investment losses. He has been registered with United Planners’ Financial Services Of America A Limited … Continue reading
Were you the victim of Edward Jones broker Phillip Biffle (CRD# 1780353)? He has been registered with Edward Jones in Greenwood, South Carolina, since 1987. Phillip Biffle Customer Complaints He has been the subject of seven customer complaints between 2000 … Continue reading
Can I recover losses from investments with Moloney Securities Co., Inc. broker Jeffrey Morris (CRD# 2478499)? He has been registered with Moloney Securities Co., Inc. in Estes Park, Colorado, since 2012. Jeffrey Morris Customer Complaints He has been the subject … Continue reading