Category: Master Limited Partnerships
Were you the victim of former Raymond James & Associates, Inc. broker Jeremy Strickler (CRD# 3075697)? He was registered with Wells Fargo Advisors Financial Network, LLC in Greenville, South Carolina, from 2015 to 2021, and with Raymond James & Associates, … Continue reading
Former Raymond James & Associates, Inc. broker James Edward Lyons (Eddie Lyons) (CRD# 1020397) is accused of unauthorized trading and unsuitable investments in high risk Master Limited Partnerships (MLPs) linked to the high-risk energy sector. Lyons was registered with Raymond … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Michael Dawson (CRD# 62907) regarding Master Limited Partnerships (MLP) investment losses. Dawson has been registered with UBS Financial Services Inc. in Houston, Texas since December 2015. MLPs are limited partnerships … Continue reading
The GMS Group financial advisor William Ornstein (CRD# 500470) has two pending customer complaints for negligence that lead to client investment losses. Ornstein has been registered with The GMS Group in Boca Raton, Florida since 2001. In July 2001, the … Continue reading
There are options for customers of Newbridge Securities Corporation financial advisor Michael Greenfield (CRD# 5406611). Greenfield has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2017. Previously, Greenfield was registered with Oppenheimer & Co. Inc. in Boca … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. financial advisor George Puliafico (CRD# 1158596) regarding investment losses due to sector concentration. Puliafico has been registered with Raymond James Financial Services, Inc. in Walpole, Massachusetts since 1999. Puliafico has … Continue reading
Did you lose money investing with Raymond James Financial Services, Inc. financial advisor George Puliafico (CRD# 1158596)? Puliafico has been registered with Raymond James Financial Services, Inc. in Walpole, Massachusetts since 1999. According to his CRD, Puliafico allegedly sold Master … Continue reading