Category: Misrepresentation and Omissions
Erez Law is currently investigating United Planners’ Financial Services Of America A Limited Partner broker John Rhoads Jr. (CRD# 2176003), regarding misrepresentation that led to investment losses. He has been registered with United Planners’ Financial Services Of America A Limited … Continue reading
Erez Law is currently investigating Spartan Capital Securities, LLC broker Joao Pinto (CRD# 6298233), who faces a customer complaint for misrepresentations, omissions, and negligence. He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2019. … Continue reading
Erez Law is currently investigating Alexander Capital, L.P. broker Christopher Laffey (CRD# 859962), regarding who is accused of misrepresentation. He has been registered with Alexander Capital, L.P. in New York, New York, since 2015. Christopher Laffey Customer Complaints He has … Continue reading
Erez Law is currently investigating former MML Investors Services, LLC broker Neil Nissen (CRD# 3088956) regarding mispresentations. He was registered with MML Investors Services, LLC in Melville, New York, from 2006 to 2022, when he was terminated related to, “In … Continue reading
Erez Law is currently investigating Morgan Stanley broker Clinton Curtright (CRD# 5921560) regarding misrepresentations related to stock investments. He has been registered with Morgan Stanley in La Jolla, California, since 2014. Clinton Curtright Customer Complaints He has been the subject … Continue reading
There are options for clients of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Howard Woo (CRD# 4606756), who is accused of misrepresentation. He has been registered with UBS Financial Services Inc. in Irvine, California, since 2022. Previously, he … Continue reading
There are options for clients of former Wells Fargo Advisors Financial Network, LLC broker Anthony Christensen (CRD# 3015594) who suffered investment losses. He has been registered with Private Client Services, LLC in Louisville, Kentucky, since 2018 and with Access Wealth … Continue reading
Can I recover losses from investments with Wells Fargo Clearing Services, LLC broker Donavan Hilsabeck (CRD# 1503039)? He has been registered with Wells Fargo Clearing Services, LLC in Henderson, Nevada, since 2011. Donavan Hilsabeck Customer Complaints He has been the … Continue reading
Erez Law is currently investigating barred former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Crabtree (CRD# 1855649) who allegedly defrauded a customer. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Annapolis, Maryland since … Continue reading
Former Traderfield Securities Inc. broker Daniel Soliman (CRD# 6053300) faces two customer complaints regarding misrepresentation. He was registered with the following companies: J.P. Morgan Securities LLC in New York, New York from 2018 to 2019 Traderfield Securities Inc. in New … Continue reading