Category: Negligence Articles
Were you the victim of Peachcap broker Aaron Brodt (CRD# 5017914)? Brodt has been registered with Peachcap in Scottsdale, Arizona since July 2016. Previously, he was registered with Accelerated Capital Group in Scottsdale, Arizona from 2012 to 2016. Brodt has … Continue reading
There are options for clients who suffered investment losses due to recommendations by Lighthouse Capital Group, LLC broker Rena Morris (CRD# 4867589). Morris has been registered with Lighthouse Capital Group, LLC in Pasadena, California since 2014. Morris has been the … Continue reading
There are options for customers of former Capital Financial Services, Inc. broker Bart Bohrer (CRD# 4315654) who suffered investment losses. Bohrer has been registered with Calton & Associates, Inc. in Tampa, Florida since August 2019. Previously, Bohrer was registered with … Continue reading
There are options for clients of LPL Financial LLC broker Yvonne Silguero (CRD# 3211495) who suffered investment losses. Silguero has been registered with LPL Financial LLC in Mcallen, Texas since 2008. In November 2019, a former client of Lone Star … Continue reading
Erez Law is currently investigating Pennsylvania broker Jingbo Pan (CRD# 5266959) regarding investment losses. Pan has been registered with Coastal Equities, Inc. in York, Pennsylvania since May 2019. Previously, Pan was registered with Axiom Capital Management, Inc. in New York, … Continue reading
Were you the victim of Crown Capital Securities, L.P. broker Hugh Barndollar (CRD# 3027317)? Barndollar has been registered with Crown Capital Securities, L.P. in Land O’ Lakes, Florida since 2013. Barndollar has been the subject of three customer complaints between … Continue reading
Were you the victim of former Worden Capital Management LLC broker John Calardo (CRD# 6063938)? Calardo was registered with Four Points Capital Partners LLC in New York, New York from 2017 to 2018, with Worden Capital Management LLC in New … Continue reading
There are options for customers of former Aegis Capital Corp. broker Tariq Sales (CRD# 2851440) who suffered investment losses. Sales was registered with Newbridge Securities Corporation in New York, New York from 2014 to 2018. Previously, Sales was registered with … Continue reading
There are options for clients of former Legend Securities, Inc. broker Nicholas Schiano (CRD# 4429212) who suffered investment losses due to unsuitable investment recommendations. Nicholas Schiano has been registered with Spartan Capital Securities, LLC in New York, New York since … Continue reading
Did you suffer investment losses due to recommendations by former Newbridge Securities Corporation broker Craig Sherrer (CRD# 5972142)? Sherrer has been registered with Janney Montgomery Scott LLC in Garden City, New York since April 2018. Previously, Sherrer was registered with … Continue reading