Category: Negligence Articles
In February 2018, a former client of Raymond James & Associates, Inc. won an award in a FINRA arbitration for $229,250.00 in compensatory damages plus 3% interest per annum plus $25,000.00 in attorneys’ fees for losses sustained from investments in … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated financial advisor Gary Adkin (CRD# 3084484) regarding negligence. Adkin has been registered with Stifel, Nicolaus & Company, Incorporated in Palm Beach, Florida since 2015. Previously, Adkin was registered with Barclays … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Garden State Securities, Inc. broker Jason Zwibel (CRD# 2460258) regarding unsuitable investments, negligence, and other securities violations. Zwibel has been registered with Garden … Continue reading
Erez Law is currently investigating former Paulson Investment Company LLC financial advisor Ahmed Gheith (CRD# 5783951) regarding fraud, negligent misrepresentations, negligence, and unjust enrichment. Gheith was registered with the following brokerage firms during the past few years: Paulson Investment Company … Continue reading
Erez Law is currently investigating Citigroup Global Markets Inc. financial advisors across the country following a FINRA sanction for displaying inaccurate research ratings. In December 2017, FINRA fined Citigroup Global Markets Inc. $5.5 million and required the firm to pay … Continue reading
Erez Law is currently investigating former National Securities Corporation financial advisor Raj Raghani (CRD# 4858036) regarding negligence and other securities violations. Raghani has been registered with Joseph Stone Capital L.L.C. in Aventura, Florida May 2017. Previously, he was registered with … Continue reading
Erez Law is currently investigating former Waddell & Reed financial advisor Steven Fonda (CRD# 2198086) regarding negligence, discretionary trading and unsuitable investments. Fonda has been registered with Waddell & Reed in Reno, Nevada from 2009 to February 2017, when he … Continue reading
Erez Law is currently investigating IMS Securities, Inc. financial advisor Christopher Gammon (CRD# 2354523) regarding losses sustained from advisor negligence. Gammon has been registered with IMS Securities, Inc. in Houston, Texas since 1999. Gammon has been the subject of four … Continue reading