Category: Oil and Gas
Erez Law is currently investigating financial advisors across the country who recommended investments in iPath S&P GSCI Crude Oil Total Return Index exchange traded note (ETN), traded on the stock exchange as OIL, and VelocityShares 3x Long Crude Oil ETN, … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor John Carolyn (CRD# 4485799) regarding overconcentrated investments in the oil and gas sector. Carolyn has been registered with UBS Financial Services Inc. in Houston, Texas since 2002. Many oil … Continue reading
Erez Law is currently investigating former RBC Capital Markets, LLC financial advisor John S. Simpson (CRD# 719367) regarding concentrated investment portfolios in the high risk energy sector. Many oil and gas companies have experienced price fluctuations over the past few … Continue reading
Erez Law is currently investigating former Morgan Stanley financial advisor Gregg Brian Weiss (CRD# 2416959) regarding unsuitable recommendations in customer accounts. Weiss has been registered with Coastal Equities, Inc. in York, Pennsylvania since 2016. Previously, Weiss was registered with Morgan … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. financial advisor David Bruce White (CRD# 1382131) regarding unsuitable investment recommendations concentrated in the high risk oil and gas sector. White has been registered with Centaurus Financial, Inc. in Bloomfield Hills, Michigan … Continue reading
Erez Law is currently investigating Janney Montgomery Scott LLC financial advisor Charles James Euler Jr. (CRD# 202696) regarding overconcentration in investments in the high risk oil and gas sector. Euler has been registered with Janney Montgomery Scott LLC in Radnor, … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Keith Alva Fontenot (CRD# 2296303) regarding overconcentration in oil and gas stocks. Fontenot has been registered with Wells Fargo in Lafayette, Louisiana since 2003. In one example of broker misconduct, a … Continue reading
Erez Law is currently investigating recommendations from Morgan Stanley and other brokerage firms across the country who recommended their clients invest in Seadrill Ltd., an offshore deepwater drilling contractor. Seadrill and other oil and gas companies have experienced price fluctuations … Continue reading
Erez Law is currently investigating Capital Financial Services, Inc. financial advisor Steven Roland Knuttila (CRD# 3039112) regarding unsuitable recommendations in the high risk oil and real estate sectors. Knuttila has been registered with Capital Financial Services, Inc. in Perham, Minnesota … Continue reading
Erez Law is currently investigating First Kentucky Securities Corp. financial advisors who recommended investment portfolios concentrated in the high risk energy sector. Recently, a former Louisville, Kentucky-based First Kentucky Securities Corp. customer alleged that she suffered losses due to an … Continue reading