Category: Oil and Gas
Erez Law is currently investigating Wunderlich Securities, Inc. financial advisor Ralph E. DeRose (CRD# 721488) regarding over concentration in high risk oil and gas investments. DeRose has been registered with Wunderlich Securities, Inc. in Beachwood, Ohio since 2010. In April … Continue reading
Erez Law is currently investigating recommendations from financial advisors across the country who recommended the sale of oil and gas Master Limited Partnership investments in Memorial Production Partners LP. MLPs are limited partnerships that are publicly traded. It combines the … Continue reading
Erez Law is currently investigating J.P. Morgan financial advisors across the country who recommended an investment strategy concentrated in the volatile energy sector. A retired widow and novice investor from Wisconsin recently filed a FINRA arbitration against J.P. Morgan for … Continue reading
Erez Law is currently investigating Morgan Stanley financial adviser Joseph Patrick McGinley (CRD# 327656) regarding misrepresentation and securities violations related to energy investments. McGinley has been registered with Morgan Stanley in Philadelphia, Pennsylvania since 2011. It is alleged that McGinley … Continue reading
Erez Law is currently investigating J.J.B. Hilliard, W.L. Lyons, LLC financial advisor Gary Lee Richards (CRD# 2224200) regarding his investment strategy concentrating portfolios in high risk energy stocks. Richards has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Steubenville, … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Jeffrey Randolph Wilson (CRD# 1161819) regarding recommending unsuitable energy investments. Wilson has been registered with Wells Fargo in Las Cruces, New Mexico since 2014. Wells Fargo brokers, including Jeffrey Randolph Wilson, … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Daniel Fain (CRD# 500386) regarding overconcentrated and unsuitable investments. Fain has been registered with Wells Fargo in Boca Raton, Florida since 2003. In one recent case of broker misconduct, two retired … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor John Bradford Leonard (CRD# 2113842) regarding losses from oil and gas investments. Leonard was registered with Wells Fargo in Toledo, Ohio from 2008 to 2016. In one example of broker misconduct, … Continue reading
Erez Law is investigating multiple customer complaints against UBS Financial Services for improper sales practices by UBS financial advisors in the sale of Vanguard Natural Resources. Vanguard Natural Resources is a publicly traded limited liability company focused on the acquisition, … Continue reading
Erez Law is currently investigating recommendations from Merrill Lynch, Pierce, Fenner & Smith Inc. brokers who recommended sales of two oil and gas Master Limited Partnership investments: EV Energy Partners and Memorial Production Partners LP. The MLPs are limited partnership … Continue reading