Category: Options
There are options for clients of UBS Financial Services Inc. broker Zachary Anderson (CRD# 3247098) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Birmingham, Michigan, since 2007. Zachary Anderson Customer Complaints He has been … Continue reading
Erez Law is currently investigating Sky Alpha Asset Advisors LLC broker Michael Shatsky (CRD# 2430683) regarding options losses. He has been an investment adviser representative with Sky Alpha Asset Advisors LLC in Boca Raton, Florida, since 2018. He was registered … Continue reading
There are options for clients of J.K. Financial Services, Inc. broker Joe Zheng (CRD# 2318835) who suffered investment losses. He has been registered with J.K. Financial Services, Inc. in Norco, California, since 2000. Joe Zheng Customer Complaints He has been … Continue reading
Were you the victim of former Morgan Stanley broker Christian Webb (CRD# 5116707)? He has been registered with Truist Investment Services, Inc. in Atlanta, Georgia, since 2024. He was registered with Morgan Stanley in Peachtree City, Georgia, from 2009 to … Continue reading
Did you lose money investing with Wells Fargo Clearing Services, LLC broker Jordan Samelson (CRD# 2984356)? He has been registered with Wells Fargo Clearing Services, LLC in New York, New York, since 2016. Jordan Samelson Customer Complaints He has been … Continue reading
Former Fifth Third Securities, Inc. broker David Wells (CRD# 6774493) was barred by the SEC related to options trading. He was registered with Fifth Third Securities, Inc. in Chicago, Illinois, from 2019 to 2021, when he was terminated regarding, “At … Continue reading
Erez Law is currently investigating Sanford C. Bernstein & Co. & AllianceBernstein LP broker Jordan Forney (CRD# 6156849), who is accused of promoting the firm’s Options Advantage Strategy, which caused substantial investment losses. He has been registered with Sanford C. … Continue reading
Former Creative Planning, LLC broker Brandon Hanna (CRD# 6758707) is accused of options losses. He has been registered with Creative Planning in Overland Park, Kansas, from 2017 to 2023. Brandon Hanna Customer Complaints He has been the subject of four … Continue reading
Erez Law is currently investigating Western International Securities, Inc. and 1st Financial Investment, Inc. broker Heath Goldstein (CRD# 2147679) regarding GWG Holdings Inc. investment losses. He has been registered with Western International Securities, Inc. in Clarks Summit, Pennsylvania and with … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker William King (CRD# 1432593), regarding unsuitable and unauthorized trades related to put options. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, … Continue reading