Category: Options
Erez Law is currently investigating Morgan Stanley broker Anthony Gallea (CRD# 713980) regarding options losses due to investment fraud. He has been registered with Morgan Stanley in Hendersonville, North Carolina and Del Ray Beach, Florida since 2009. Anthony Gallea Customer … Continue reading
Erez Law recently won a FINRA arbitration claim against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses. This is the 4th award that Erez Law has won against UBS Financial Services Inc. for YES program losses. In … Continue reading
Former Suntrust Investment Services, Inc. broker Todd Gauthier (CRD# 1429968) was accused of customer investment losses due to recommendations to invest in options. He has been registered with Truist Investment Services, Inc. in Alpharetta, Georgia since 2009. Previously, he was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Western International Securities, Inc. broker Donald Bizub (CRD# 1600090) regarding options losses. He has been registered with Hamilton Grant LLC in Pasadena, California … Continue reading
Erez Law is currently investigating EFG Capital International broker Luis Ferreira (CRD# 6788062) regarding options losses due to investment fraud. He has been registered with EFG Capital International in Miami, Florida since 2017. Luis Ferreira Customer Complaints He has been … Continue reading
In June 2022, a former client of UBS Financial Services Inc. won an award in a FINRA arbitration for compensatory damages for $975,606 for losses sustained due to brokers who misled clients who didn’t understand the risky UBS Yield Enhancement … Continue reading
Erez Law is interested in speaking with investors who may have suffered options losses due to investments with EFG Capital International broker Kenia Rocha (CRD# 5629596). He has been registered with EFG Capital International in Miami, Florida since 2009. Kenia … Continue reading
Erez Law is currently investigating EFG Capital International broker Carlos Estima (CRD# 5626848) regarding options investment due to investment fraud. He has been registered with Insigneo Securities, LLC in Miami, Florida since 2020. Previously, he was registered with EFG Capital … Continue reading
Erez Law is currently investigating Dominion Investor Services, Inc. broker Lance Walston (CRD# 4440958) regarding options investment losses. He has been registered with Dominion Investor Services, Inc. in San Antonio, Texas since 2017. Lance Walston Customer Complaints Lance Walston has … Continue reading
Erez Law is currently investigating Morgan Stanley broker Michael Spector (CRD# 2857657) regarding options losses due to investment fraud. He has been registered with Morgan Stanley in Atlanta, Georgia since 2009. Michael Spector Customer Complaints He has been the subject … Continue reading