Category: Options
Erez Law is currently investigating Morgan Stanley broker Mark Payne (CRD# 6803556) regarding unsuitable options trading strategies. Mark Payne has been registered with Morgan Stanley in Roseville, California since 2017. Mark Payne Customer Complaints Mark Payne has been the subject … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker Roderick Lipsey (CRD# 4270444). Roderick Lipsey has been registered with UBS Financial Services Inc. in Washington, DC since … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Rawad Alame (CRD# 5376696). Rawad Alame was registered with Merrill Lynch, Pierce, Fenner & … Continue reading
Can you recover losses from investments with Benjamin F. Edwards & Company, Inc. broker Charles Blatz (CRD# 706158)? Blatz has been registered with Benjamin F. Edwards & Company, Inc. in Red Bank, New Jersey since 2012. Blatz has been the … Continue reading
Were you the victim of Avantax Investment Services, Inc. broker Brian Stephens (CRD# 2777382)? Stephens has been registered with Avantax Investment Services, Inc. in Baytown, Texas since 1996. Stephens has been the subject of one customer complaint, according to his … Continue reading
Did you lose money investing with LPL Financial LLC broker James Frawley (CRD# 2867752)? Frawley has been registered with LPL Financial LLC in Santa Monica, California since 2004. Frawley has been the subject of one customer complaint in 2021, according … Continue reading
In March 2021, clients of UBS Financial Services Inc. won an award in a FINRA arbitration for $1,044,242 in compensatory damages, plus 4% per annum interest until paid in full and a $600 non-refundable portion of the filing fee, for … Continue reading
Erez Law is currently investigating Morgan Stanley broker Martin Speyer (CRD# 432002) regarding unsuitable investment options. Speyer has been registered with Morgan Stanley in Beverly Hills, California since 2009. Speyer has been the subject of nine customer complaints between 1989 … Continue reading
Erez Law is currently investigating former Hefren-Tillotson, Inc. broker Wesley Creese (CRD# 2967082) regarding options losses. Creese has been registered with Mid Atlantic Capital Corporation in Wexford, Pennsylvania since 2017. Previously, Creese was registered with Hefren-Tillotson, Inc. in Pittsburgh, Pennsylvania … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wedbush Securities Inc. broker David Hirons (CRD# 2424566). Hirons has been registered with Wedbush Securities Inc. in San Diego, California since 2018. Previously, … Continue reading