Category: Preferred Stock
Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated broker Michelle Stebbins (CRD# 4156378) regarding stock losses. She has been registered with Stifel, Nicolaus & Company, Incorporated in Southfield, Michigan, since 2018. She was registered with Wells Fargo Clearing … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Adam Cavise (CRD# 4273848) regarding stock losses. He has been registered with Revere Securities LLC in New York, New York, since 2023. He was registered with Spartan Capital Securities, … Continue reading
Wells Fargo Clearing Services, LLC broker Pasquale Capone (CRD# 2487767) faces a $600,000 customer complaint related to preferred stock losses. He has been registered with Wells Fargo Clearing Services, LLC in Woodbury, New York, since 2004. According to public records, … Continue reading
Erez Law is currently investigating Morgan Stanley broker Allen Short (CRD# 5279302), who is accused of stock losses. He has been registered with Morgan Stanley in St. Paul, Minnesota, since 2020. Previously, he was registered with Wells Fargo Clearing Services, … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Loren Morrison (CRD# 4578161) who suffered investment losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Southfield, Michigan, since 2021. Previously, he was registered with … Continue reading
Erez Law is currently investigating former Worden Capital Management LLC broker John LoPinto (CRD# 4563735) regarding common and preferred stock losses. John Lopinto has been registered with Worden Capital Management LLC in New York, New York from 2016 to 2019. … Continue reading