Category: Private placements
Were you the victim of Westpark Capital, Inc. broker Richard Rappaport (CRD# 1885122)? Richard Rappaport has been registered with Westpark Capital, Inc. in Los Angeles, California since 1999. In November 2021, FINRA suspended Richard Rappaport for 15 months from any … Continue reading
Erez Law is currently investigating former FSC Securities Corporation broker Brian Pearce (CRD# 1334784) regarding losses due to investments in Future Income Payments, LLC (FIPs). Brian Pearce was registered with World Equity Group, Inc. in Winter Haven, Florida from 2019 … Continue reading
Erez Law is currently investigating A.G.P. / Alliance Global Partners (formerly Euro Pacific Capital, Inc.) broker Peter Schiff (CRD# 1759484) regarding private placement investment losses. Peter Schiff has been registered with A.G.P. / Alliance Global Partners (formerly Euro Pacific Capital, … Continue reading
Did former Triad Advisors, LLC broker Alan Berger (CRD# 702838) recommend you invest in GPB Capital Holdings’ private placements? Alan Berger has been registered with Arkadios Capital in Wall, New Jersey since 2019. Previously, Alan Berger was registered with Triad … Continue reading
There are options for clients of former Boustead Securities, LLC broker Melvin Pirchesky (CRD# 1143100) who suffered investment losses. Pirchesky has been registered with Weild & Co. in New York, New York since 2019. Previously, Pirchesky was registered with Boustead … Continue reading
Did you lose money investing with former Dinosaur Financial Group, L.L.C. broker Gerald Brodsky (CRD# 1172647)? Brodsky was registered with Dinosaur Financial Group, L.L.C. in New York, New York from 2014 to 2016. In August 2019, FINRA barred Brodsky after … Continue reading
Were you the victim of former Securities America, Inc. broker David Zuber (CRD# 3239595)? Zuber was registered with Securities America, Inc. in Lavista, Nebraska from 2011 to 2020, when he was terminated regarding, “Allegations that representative was involved in the … Continue reading
Northwestern Mutual Investment Services, LLC broker Scott Niekamp (CRD# 3277810) who faces multi-million dollar customer complaints for private unregistered securities. Niekamp was registered with Northwestern Mutual Investment Services, LLC in Chesterfield, Missouri from 2000 to 2021 and is currently suspended … Continue reading
Erez Law is currently investigating barred broker Dana Vietor (CRD# 873129) who faces multiple customer complaints regarding promissory notes investment losses. In November 2022, FINRA ordered Dana Vietor to pay $5.7 million to investors who were allegedly defrauded in a … Continue reading
Erez Law is currently investigating Royal Alliance Associates, Inc. broker Matthew Crafa (CRD# 3114277) who is alleged to have recommended unsuitable investments in GPB Capital Holdings. Crafa has been registered with Royal Alliance Associates, Inc. in Garden City, New York … Continue reading