Category: Private placements
There are options for clients of Demopolis Capital Inc. broker John Loofbourrow (CRD# 312494) who suffered investment losses. Loofbourrow has been registered with Demopolis Capital Inc. in Harlem, New York since 1983. In June 2020, sanctioned Loofbourrow to a $7,500 … Continue reading
Erez Law is currently investigating J.P. Morgan Securities brokers who recommended their clients who recommended Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients around the globe. J.P. … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Ching-Yun Linda Fang (Linda Fang) (CRD# 1843163), who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of … Continue reading
Erez Law is currently investigating Florence Capital Advisors, LLC broker Gregory Hersch (CRD# 3254629) regarding private investment losses. Hersch has been registered with Old City Securities LLC in New York, New York since 2017 and with Florence Capital Advisors, LLC … Continue reading
Erez Law is currently investigating Ankoh Investment Services, Inc. broker Yoko Farias (CRD# 3180126) regarding unsuitable investments in Northstar Financial Services (Bermuda) Ltd. Farias has been registered with Ankoh Investment Services, Inc. in Honolulu, Hawaii since 2001. The Bermuda-based annuity … Continue reading
Were you the victim of Ocean Financial Services, LLC broker Maria Calcena (CRD# 6348974) who is alleged to recommend her clients invest in Northstar Financial Services (Bermuda) Ltd.? Calcena has been registered with Infinex Investments, Inc. in Palm Beach, Florida … Continue reading
Did your Geneos Wealth Management broker recommend you invest in GPB Capital Holdings, and you suffered investment losses as a result? GPB Capital Holdings is now alleged to be a $1.8 billion Ponzi scheme that was unsuitably recommended to more … Continue reading
Erez Law is currently investigating McNally Financial Services Corporation broker Daniel Poland (CRD# 1230652) regarding GPB Capital Holdings investment losses. GPB Capital Holdings is now alleged to be a $1.8 billion Ponzi scheme that was unsuitably recommended to more than … Continue reading
Did your MML Investors Services, LLC broker recommend you invest in CNL Lifestyle Properties? If your broker made unsuitable investment recommendations in private non-traded real estate investment trusts (REITs) and caused you to suffer investment losses, Erez Law can help. … Continue reading
In March 2021, Albany, New York-based Purshe Kaplan reached a $1.6 million settlement with 50 clients, without citing a cause, according to the company’s annual audited Focus report filed with the Securities and Exchange Commission (SEC). As part of the … Continue reading