Category: Private placements
There are options for clients of former Triad Advisors LLC broker Michael Payne (CRD# 2289904) who suffered investment losses. Payne has been registered with Proequities, Inc. in Longwood, Florida since April 2018. Previously, Payne was registered with Barr Financial Services, … Continue reading
Were you the victim of former TD Ameritrade, Inc. broker Kwasi Aggor (CRD# 4974222)? Aggor was registered with TD Ameritrade, Inc. in Providence, Rhode Island from 2008 to 2018. In April 2020, FINRA barred Aggor after he, “consented to the … Continue reading
Were you the victim of Madison Avenue Securities, LLC broker Dennis Cirbo (CRD# 733633), who is accused of recommending unsuitable GPB Capital Holdings investments? Cirbo has been registered with Madison Avenue Securities, LLC in Lakewood, Colorado since 2011. GPB Capital … Continue reading
Cetera Advisor Networks LLC broker Jonathan Bever (CRD# 2603856) is accused of private placement investment losses. Bever has been registered with Cetera Advisor Networks LLC in Bellevue, Washington as well as Fulcrum Wealth Advisors, LLC in Bellevue, Washington since 2017. … Continue reading
Erez Law is currently investigating National Securities Corporation broker Vincent Villani (CRD# 4296670) regarding private placement investment losses. Villani has been registered with National Securities Corporation in New York, New York since 2014. Villani has been the subject of one … Continue reading
Erez Law is currently investigating former Madison Avenue Securities, LLC broker Robert Luley Jr. (CRD# 4176139), who is alleged to recommend unsuitable GPB Capital Holdings investments. Robert Luley Jr. was registered with Pruco Securities, LLC in Charlotte, North Carolina from … Continue reading
Did you lose money investing with former Paulson Investment Company LLC broker Jospeh Hain (CRD# 4959092)? Hain has been registered with Noble Capital Markets, Inc. in Boca Raton, Florida since 2017. Previously, Hain was registered with Paulson Investment Company LLC … Continue reading
Erez Law is currently investigating Triad Advisors LLC broker Lee Duckworth (CRD# 2097591), who is alleged to recommend unsuitable GPB Capital Holdings investments. Duckworth has been registered with Triad Advisors LLC in West Warwick, Rhode Island since 2012 and with … Continue reading
Former Royal Alliance Associates, Inc. broker Frank Mastrosimone (CRD# 322615) faces a customer complaint regarding investment losses. Mastrosimone has been registered with Pruco Securities, LLC in Basking Ridge, New Jersey since January 2020 and with Prudential Financial Planning Services in … Continue reading
Erez Law is currently investigating former Alexander Capital, L.P. broker Jody Thompson (CRD# 2391190) regarding private equities investment losses. Thompson has been registered with Alexander Capital, L.P. in New York, New York from 2015 to 2019. In March 2020, FINRA … Continue reading