Category: Private placements
Erez Law is interested in speaking with investors who may have suffered losses due to investments with McDonald Partners LLC broker Thomas McDonald (CRD# 326904). He has been registered with McDonald Partners LLC in Cleveland, Ohio, since 2005. In May … Continue reading
There are options for clients of former Wealthforge Securities, LLC broker Elizabeth Friant (CRD# 2122446), who is accused of private placement losses. She has been registered with FNEX Capital, LLC in Indianapolis, Indiana, since 2022. Previously, she was registered with … Continue reading
Were you the victim of private securities losses with former Saxony Securities, Inc. broker Peter Reinecke (CRD# 2085940)? He was registered with Saxony Securities, Inc. in Saint Louis, Missouri, from 2012 to 2022, and with LPL Financial LLC in Sunset … Continue reading
Erez Law is currently investigating former Green Vista Capital, LLC broker Randall Skrabonja (CRD# 1858245), who is accused of private placement investment losses. He was registered with Green Vista Capital, LLC in Winter Park, Florida, from 2019 to 2023, when … Continue reading
Erez Law is currently investigating Joseph Gunnar & Co. LLC broker Joseph Alagna Jr (CRD# 1840339) regarding private placement investment losses. He has been registered with Joseph Gunnar & Co. LLC in New York, New York, since 1997. Joseph Alagna … Continue reading
Former SW Financial CEO Thomas Diamante (CRD# 1645257) was suspended by FINRA for nine months related to private placement offerings. He was registered with and served as CEO and majority owner of SW Financial in Babylon Village, New York, from … Continue reading
Erez Law is currently investigating Herbert J. Sims & Co, Inc. broker Alan Dalewitz (CRD# 1437051) regarding private placement losses. He has been registered with Herbert J. Sims & Co, Inc. in Red Bank, New Jersey, since 2006. Alan Dalewitz … Continue reading
Erez Law is currently investigating former Edward Jones broker Reuben Brown (CRD# 7089559), who was barred by FINRA regarding investment losses related to private securities transactions and selling away. He was registered with Edward Jones in Southlake, Texas, from 2019 … Continue reading
Former Accelerated Capital Group broker Michael Barrows (CRD# 2933260) is accused of GWG Holdings Inc. investment losses. He has been registered with M Stevens Securities, LLC in Irvine, California, since 2018. Previously, he was registered with the following brokerage firms: … Continue reading
There are options for clients of former Wealthforge Securities, LLC broker Dwight Kay (CRD# 5376903) who suffered private placement investment losses. He has been registered with Fnex Capital, LLC in Indianapolis, Indiana, since 2022. Previously, he was registered with the … Continue reading