Category: Private placements
Cabot Lodge Securities LLC broker Stefan Shimshidian (CRD# 3043669) is accused of GWG Holdings Inc. investment losses. He has been registered with Cabot Lodge Securities LLC in White Plains, New York, since 2013. Stefan Shimshidian Customer Complaints He has been … Continue reading
Were you the victim of investment losses due to recommendations by Alexander Capital, L.P. broker Rocco Guidicipietro (CRD# 2489732)? He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2012. In December 2006, NASD sanctioned him … Continue reading
Erez Law is currently investigating Coastal Equities, Inc. broker Gilbert Conrad (CRD# 2746778) regarding investment losses related to unsuitable investment recommendations. He has been registered with Coastal Equities, Inc. in Lewiston, New York, since 2022. Previously, he was registered with … Continue reading
Erez Law recently filed a FINRA arbitration against Western International Securities, Inc. related to GWG Holdings Inc. L Bonds investment losses. The complaint is related to investment recommendations by Hagop Nalbandian (CRD #2921246) and Krikor Demirjian (CRD #4212275). The Erez … Continue reading
Erez Law is currently investigating former Moloney Securities Co., Inc. broker Scott Lee (CRD# 4409541) related to GWG Holdings Inc. investment losses. He was registered with Ausdal Financial Partners, Inc. in Cold Springs, Minnesota, from 2019 to 2021. He was … Continue reading
There are options for clients of Westpark Capital, Inc. former broker Alfred Vanderlaan (CRD# 1172406), who suffered GWG Holdings Inc. L Bonds losses. Hewas registered with Westpark Capital, Inc. in Watertown, South Dakota, from 2019 to 2022, and with Sandlapper … Continue reading
Erez Law is currently investigating Madison Avenue Securities, LLC broker Daniel Werts (CRD# 6610699) regarding GWG Holdings Inc. L Bonds investment losses. He has been registered with Madison Avenue Securities, LLC in Lakewood, Colorado, since 2021, and with AE Wealth … Continue reading
Erez Law is currently investigating Emerson Equity LLC broker Tony Barouti (CRD# 3031995) regarding GWG Holdings L Bonds, a high-yield junk bond. He has been registered with Emerson Equity LLC in Los Angeles, California, since 2017. Tony Barouti GWG Holdings … Continue reading
Erez Law recently filed a FINRA arbitration against Centaurus Financial, Inc. related to investments. The allegations are related to recommendations of Hospitality Investors Trust, Inc. and speculative and unsuitable L Bonds issued by GWG Holdings Inc. and by Valentino Scott … Continue reading
Erez Law recently filed a FINRA arbitration against Centaurus Financial, Inc., related to investment recommendations by Marco Azizi (CRD# 2154719). Marco Azizi has been registered with Centaurus Financial, Inc. in San Jose, California, since July 2016. Previously, he was registered … Continue reading