Category: Private placements
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Oppenheimer & Co. Inc. broker Guy Presutti (CRD# 1196621), who is accused of unsuitable investment recommendations. He has been registered with Oppenheimer & … Continue reading
Erez Law is currently investigating former Cabot Lodge Securities LLC broker David Arlein (CRD# 7145), who is accused of GWG Holdings Inc. L Bonds investment losses. He was registered with Cabot Lodge Securities LLC in Boca Ration, Florida, from 2014 … Continue reading
Former Coastal Equities, Inc. broker Kevin Canterbury (CRD# 4939385) is alleged to have recommended unsuitable GPB Capital Holdings investments. He was registered with Coastal Equities, Inc. in Scottsdale, Arizona, from 2012 to 2020. GPB Capital Holdings is a New York-based … Continue reading
Were you the victim of investment losses with Capital Investment Group, Inc. broker Tammie Farrell (CRD# 2475931)? She has been registered with Capital Investment Group, Inc. in Franklin, North Carolina, since 2012. Tammie Farrell Customer Complaints She has been the … Continue reading
Former JRL Capital Corporation broker Larry Law (CRD# 1273118) is accused of GWG Holdings Inc. investment losses. He has been registered with Great Point Capital LLC in Newport Beach, California, since May 2023 and with JRL Capital Advisors LLC in … Continue reading
Erez Law is currently investigating Arive Capital Markets broker Ricardo Rose (CRD# 4225756), who is accused of GWG Holdings Inc. investment losses. He has been registered with Arive Capital Markets in Staten Island, New York, since 2015. Previously, he was … Continue reading
Erez Law is currently investigating Dempsey Lord Smith, LLC broker Travis Jennings (CRD# 5753812) regarding GWG Holding Inc.’s L Bonds losses. He was registered with Dempsey Lord Smith, LLC in Tampa, Florida, from 2018 to 2019. Travis Jennings Customer Complaints … Continue reading
Former American Equity Investment Corporation broker Kenneth Baize (CRD# 5713738) is accused of investment losses related to GWG Holdings Inc. He has been registered with LPL Financial LLC in Louisville, Kentucky, since 2019. Previously, he was registered with American Capital … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in Epoch Fort Collins Delaware Statutory Trusts (DSTs). Regrettably, as is the case with private placements, investors rely on the recommendations from their investment advisors and … Continue reading
Were you the victim of GWG Holdings Inc. losses with American Equity Investment Corporation broker Shane Elsbury (CRD# 5661717)? He has been registered with American Equity Investment Corporation in New Albany, Indiana, since 2009. Shane Elsbury Customer Complaints He has … Continue reading