Category: Promissory Notes
Former A.G. Morgan Financial Advisors, LLC Chief Compliance Officer (CCO) James McArthur (CRD# 2797856) is accused of promissory note losses. He was registered with IBN Financial Services, Inc. in Massapequa, New York, from 2021 to 2022, when he was terminated … Continue reading
Erez Law is currently investigating IBN Financial Services, Inc. broker Joseph Storzinger (CRD# 2554671) regarding promissory note losses. He has been registered with IBN Financial Services, Inc. in Liverpool, New York, since 2023. He was registered with Traderfield Securities Inc. … Continue reading
Former IBN Financial Services, Inc. broker Vincent Camarda (CRD# 2463703) faces numerous allegations related to promissory note losses. He was registered with IBN Financial Services, Inc. in Massapequa, New York, from 2021 to 2022, when he was terminated regarding, “unlawfully … Continue reading
Can you recover losses due to recommendations by LPL Financial LLC broker John Matson (CRD# 1796541)? He has been registered with LPL Financial LLC in Manhattan Beach, California, from 2017 to 2022, Ameriprise Financial Services, Inc. in Los Angeles, California, … Continue reading
Erez Law is currently investigating former Gradient Advisors, LLC broker Nicholas Stovall (CRD# 5581487) is accused of promissory note losses. He was registered with Gradient Securities, LLC in Arden Hills, Minnesota, from 2009 to 2023, when he was terminated regarding, … Continue reading
LPL Financial LLC broker Carlos Leston (CRD# 3021614) is accused of promissory note losses. He has been registered with LPL Financial LLC in Weehawken, New Jersey, from 2008 to 2022. In October 2022, FINRA barred him after he “consented to … Continue reading
Were you the victim of investment losses due to recommendations by Alexander Capital, L.P. broker Rocco Guidicipietro (CRD# 2489732)? He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2012. In December 2006, NASD sanctioned him … Continue reading
There are options for clients of MML Investors Services, LLC broker Darien Bonney (CRD# 4899007), who lost money related to promissory notes investments. He was registered with MML Investors Services, LLC in Scottsdale, Arizona, from 2007 to 2022, when he … Continue reading
Can I recover losses from investments with former Cantella & Co., Inc. broker Clinton Byrd (CRD# 4673625)? Clinton Byrd was registered with Cantella & Co., Inc. in Tallahassee, Florida, from 2007 to 2021, when he was terminated regarding, “Loss of … Continue reading
Former Raymond James Financial Services, Inc. broker William Winchester III (CRD# 4404327) was barred by FINRA. He was registered with Cadaret, Grant & Co., Inc. in Chattanooga, Tennessee, from 2020 to 2012 and prior to then with Raymond James Financial … Continue reading