Category: Promissory Notes
Did you lose money investing with former Axiom Capital Management, Inc. broker Jennifer Ling (CRD# 3277203) in Aequitas-related promissory notes? Jennifer Ling was registered with Axiom Capital Management, Inc. in New York, New York from May 2015 to July 2017. … Continue reading
Erez Law is currently investigating former J.P. Turner & Company, L.L.C. financial advisor Christopher Burtraw (CRD# 4670431) regarding participation in a penny stock offering. Burtraw was registered with J.P. Turner & Company, L.L.C. in Lake Wood, Colorado from November 2014 … Continue reading
Erez Law is currently investigating former Triad Advisors, Inc. financial advisor Christopher Thomas Tolmacs (CRD# 4648724) regarding a promissory note scheme. Tolmacs was registered with Triad Advisors, Inc. in Portage, Michigan from 2008 to 2016. FINRA has barred Tolmacs from … Continue reading
Erez Law is investigating claims regarding Michael Christopher Evangelista (CRD #2361644, West Chester, Pennsylvania). Evangelista recently submitted an AWC in which he permanently was barred from association with any FINRA member in any capacity. See FINRA Case #2012035327601. From November … Continue reading