Category: Puerto Rico Bonds
Did you lose money in Puerto Rico bonds with RBC Capital Markets, LLC financial advisor Janine Killmer (CRD# 1753296)? Killmer has been registered with RBC Capital Markets, LLC in Florham Park, New Jersey since 2001. Puerto Rico suffers from long-term … Continue reading
In October 2018, a client of UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $435,623.33 plus 4.75% per annum, $26,936.49 in costs, and $102,000 in … Continue reading
Herbert J. Sims & Co., Inc. financial advisor Robert Sallas (CRD# 1468194) is accused of unsuitable Puerto Rico bonds recommendations. Sallas has been registered with Herbert J. Sims & Co, Inc. in Boca Raton, Florida since 2002. Puerto Rico suffers … Continue reading
Erez Law is currently investigating FMSBonds, Inc. financial advisor Cecil Dimond (CRD# 1133304) regarding Puerto Rico bond losses. Dimond has been registered with FMSBonds, Inc. in North Miami, Florida since 1989. Puerto Rico suffers from long-term financial and economic deficiencies … Continue reading
In September 2018, a former client of Newport Coast Securities, Inc. won an award in a FINRA arbitration for compensatory damages for $272,000 and $544,000 in punitive damages for losses sustained from investments in Puerto Rico bonds. The causes of … Continue reading
UBS Financial Services Inc. financial advisor José Gabriel Ramirez-Arone Jr. (CRD# 1519748) pleads guilty to fraudulently obtain and misuse non-purpose credit lines for purchasing securities, resulting in $1,225,500 in improperly generated commissions. Ramirez was registered with UBS Financial Services Inc. … Continue reading
Have you suffered losses due to investment recommendations made by former Herbert J. Sims & Co. Inc. financial advisor Laurence Greene (CRD# 604082) regarding unsuitable oil and gas securities and Puerto Rico bond recommendations? Greene has been registered with Herbert … Continue reading
In October 2018, a former client of UBS Financial Services, Inc. and UBS Financial Services, Inc. of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $14.9 million plus 5% post-award interest, as well as $3.9 … Continue reading
Did you lose money investing in Puerto Rico bonds with Morgan Stanley financial advisor Alberto Castaner (CRD# 1603341)? Castaner has been registered with Morgan Stanley in Ft. Lauderdale, Florida since 2014. Previously, Castaner was registered with Popular Securities, LLC in … Continue reading
David Lerner Associates, Inc. financial advisor Scott Mass (CRD# 1971403) accused of recommending unsuitable Puerto Rico bonds. Mass has been registered with David Lerner Associates, Inc. in Syosset, New York since 1996. Puerto Rico suffers from long-term financial and economic … Continue reading