Category: Puerto Rico Bonds
Erez Law is currently investigating Merrill Lynch financial advisor Hector Gonzalez (CRD# 5330726) who is alleged to recommend unsuitable Puerto Rico bonds. Gonzalez has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Guaynabo, Puerto Rico since 2010. … Continue reading
Erez Law recently filed a $630,000 FINRA arbitration against Wells Fargo for Puerto Rico bond losses. Their customers allege that Ralph Bianchi (CRD# 1513063) and Samuel Cannon (CRD# 1513838), who were registered representatives of Wells Fargo, made unsuitable investments in … Continue reading
Erez Law is currently investigating Morgan Stanley financial advisor Gerardo Latimer-Janer (CRD# 2491626) regarding Puerto Rico bond losses. Latimer-Janer has been registered with Morgan Stanley in Ft. Lauderdale, Florida since 2014. Puerto Rico suffers from long-term financial and economic deficiencies … Continue reading
There are options for customers former Oppenheimer & Co. Inc. financial advisor Paul Dangelo (CRD# 1837472) who is alleged to recommend unsuitable Puerto Rico bonds that resulted in investment losses. Dangelo was registered with Oppenheimer & Co. Inc. in Saddle … Continue reading
In July 2018, a former client of Wells Fargo won an award in a FINRA arbitration for compensatory damages for $4,179,116, $831,583.48 in prejudgement interest, $2,693,025.41 in attorneys’ fees, $500,000.00 in punitive damages, $206,324.04 in costs, $165,718.50 in the remission … Continue reading
In May 2018, a former client of UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $465,000, plus $23,000 in witness fees, $120,900 in attorney fees, … Continue reading
In June 2018, former clients of UBS Financial Services Inc. (UBS) and UBS Financial Services Inc. of Puerto Rico (UBS-PR) won an award in a FINRA arbitration for compensatory damages for $4.2 million plus post-award interest for losses sustained from … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Jeffrey Hawley (CRD# 1131302) regarding Puerto Rico bond losses. Hawley has been registered with Wells Fargo in Monroe, Louisiana since 2008. Puerto Rico suffers from long-term financial and economic deficiencies that … Continue reading
Erez Law recently filed a $310,00 FINRA arbitration against The GMS Group, LLC for losses sustained from investments in Puerto Rico bonds. The customers alleges that Glen Rosenberg (CRD# 2705889), who has been a registered representative of in Boca Raton, … Continue reading
Erez Law is currently investigating former Santander Securities LLC financial advisor Mariondy Fernandez (CRD# 2391134) regarding Puerto Rico bond losses. Fernandez has been registered with Santander Securities LLC in Dorchester, Massachusetts from 2009 to 2016. Fernandez has been the subject … Continue reading