Category: Puerto Rico Bonds
Erez Law is currently investigating Wells Fargo financial advisor Alan Rose (CRD# 1157972) regarding unsuitable recommendations related to Puerto Rico bonds. Rose has been registered with Wells Fargo in Melville, New York since 2013. Rose has been the subject of … Continue reading
According to a new story in Investment News, former Morgan Stanley broker Angel Aquino-Velez, sold his clients on the sales tax revenue-based Puerto Rico Cofina bonds. The bonds were sold to investors as attractive options with triple tax-free status but … Continue reading
Erez Law is currently representing investors in FINRA arbitration claims related to former Morgan Stanley financial advisor Angel Aquino (CRD# 2687333). His former customers allege that he was dangerously concentrating their investment portfolio in high risk and unsuitable Puerto Rico … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Inc. financial advisor David Holz (CRD# 2488092) regarding losses suffered due to investments in Puerto Rico Bonds. Holz has been registered with Stifel, Nicolaus & Company, Inc. in Boca Raton, Florida … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor Todd Ellentuck (CRD# 1321452) regarding excessive fees and commissions, unauthorized trades in Puerto Rico bonds, overconcentrated investments in MLPs, unsuitable structured products, and losses tied to the high … Continue reading
Erez Law is currently investigating financial advisors across the country employed by brokerage firms such as UBS Financial Services, Morgan Stanley, Merrill Lynch, Wells Fargo, RBC Capital Markets, Santander, Popular Securities and Oriental Financial Services, regarding investment recommendations in Puerto … Continue reading
Erez Law is currently investigating financial advisors across the country registered with brokerage firms including UBS Financial Services, Morgan Stanley, Merrill Lynch, Wells Fargo, RBC Capital Markets, Santander, Popular Securities and Oriental Financial Services, regarding investment recommendations in Puerto Rico … Continue reading
In April 2017, a former client of Morgan Stanley and RBC Capital Markets LLC won an award in a FINRA arbitration for compensatory damages between $100,000.00 and $499,999.00, plus interest, costs, expenses and disbursements, and other appropriate relief for losses … Continue reading
Erez Law is currently investigating financial advisors across the country regarding investment recommendations in Puerto Rico COFINA bonds. The Puerto Rico Urgent Interest Fund Corporation, which is also known as the Puerto Rico Sales Tax Financing Corporation (or Corporación del … Continue reading
Erez Law is currently investigating Santander Securities, LLC regarding high risk and unsuitable investments in Puerto Rico municipal bonds and closed-end funds (CEFs) invested predominantly in Puerto Rico debt. Approximately 200 cases have been filed against Santander Securities regarding losses … Continue reading