Category: Real Estate Investment Trusts Blog
There are options for clients of Wintrust Investments LLC broker Cataldo Panici (CRD# 2112617) who suffered investment losses. Cataldo Panici has been registered with Wintrust Investments LLC in Frankfort, Illinois since 2009. Cataldo Panici REIT Losses Cataldo Panici has been … Continue reading
Did you suffer investment losses with former National Securities Corporation broker Mark Kolta (CRD# 5324620) regarding concentration of investments in American Realty Capital New York City REIT? A REIT is a company, modeled after mutual funds, that owns or finances … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Nicholas Taggart (CRD# 4353676) regarding real estate investment trust (REIT) losses. Nicholas Taggart has been registered with IMST Distributors, LLC in St. Louis, Missouri and ACR Alpine Capital Research, LLC … Continue reading
Were you the victim of former Presidential Brokerage, Inc. (n/k/a Forta Financial) broker Michele Savarese (CRD# 1241811)? Michele Savarese has been registered with Client One Securities LLC in San Diego, California, and Palm Harbor, Florida since 2018. Previously, Michele Savarese … Continue reading
There are options for clients of former Questar Asset Management, Inc. broker Dawn Strachan (CRD# 4323197) who suffered investment losses. Dawn Strachan has been registered with Woodbury Financial Services, Inc. in Torrance, California since 2019. Previously, Dawn Strachan was registered … Continue reading
Were you the victim of Independent Financial Group, LLC broker Chad Schiel (CRD# 5706184)?. Chad Schiel has been registered with Independent Financial Group, LLC in San Juan Capistrano, California since 2012. Chad Schiel Faces Suitability Complaint Chad Schiel has been … Continue reading
Former Hornor, Townsend & Kent, LLC broker Ryan Fleming (CRD# 4378425) faces multiple customer complaints.. Fleming has been registered with Royal Alliance Associates, Inc. in Bellevue, Washington since October 2020. Previously, Fleming was registered with Advisory Resource Group, LLC in … Continue reading
Were you the victim of Northland Securities, Inc. broker James Reynolds (CRD# 4408485)? Reynolds has been registered with Northland Securities, Inc. in Minneapolis, Minnesota since 2002. Reynolds has been the subject of two customer complaints between 2016 and 2021, according … Continue reading
Erez Law is currently investigating former MSI Financial Services, Inc. broker Richard Mukomela (CRD# 4370556) regarding customer investment losses. Mukomela has been registered with MML Investors Services, LLC in Plymouth, Minnesota since 2017. Previously, Mukomela was registered with MSI Financial … Continue reading
Erez Law is currently investigating Vestin Capital, Inc. owner Michael Shustek (CRD# 1200817) regarding real estate investment trust (REITs) losses. Shustek was registered with MVP American Securities in San Diego, California from 2012 to 2018. Prior to that, Shustek was … Continue reading