Category: Securities Violations Blog

Were you the victim of former NYLife Securities LLC broker Howard Hanna (CRD# 2076342), who is accused of variable annuity investment losses? He has been registered with NYLife Securities LLC in Waco, Texas, since 2016. Previously, he was registered with … Continue reading →

Were you a victim of former Oppenheimer & Co. Inc. financial advisor Leslie Flaum (CRD# 1369557) regarding unsuitable recommendations and other securities violations? Flaum was registered with Oppenheimer & Co. Inc. in Melville, New York from 1994 to August 2017. … Continue reading →

Were you the victim of former PlanMember Securities Corporation broker Raymond Menna (CRD# 1918097) who is alleged to engage in unauthorized trading, unsuitable investments, and other securities violations? Previously, Menna was registered with PlanMember Securities Corporation in Farmingville, New York … Continue reading →