Category: Stocks Articles

There are options for customers of former RBC Capital Markets, LLC broker Stuart Godin (CRD# 223476) regarding losses in managed funds. Godin has been registered with Western International Securities, Inc. in Los Angeles, California since September 2017. Previously, he was … Continue reading →

Erez Law is currently investigating former Ditto Trade, Inc. broker Yosef Fox (CRD# 2386001) regarding penny stock losses in Ditto Holdings. Fox has been registered with Ditto Trade, Inc. in Chicago Illinois from 2010 to December 2014. In July 2019, … Continue reading →

Are you a UPS employee who lost money investing with a Merrill Lynch broker? According to public records, a former Merrill Lynch customer and former employee of UPS filed a FINRA arbitration claim against the broker dealer for losses sustained … Continue reading →

In April 2019, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $127,000 for losses sustained from stock losses in a public company, Omeros Corporation. The investors were clients of financial advisor … Continue reading →