Category: Stocks Articles
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ameriprise Financial Services, LLC broker Christopher Jacobi (CRD# 1648679). He has been registered with Ameriprise Financial Services, LLC in Pensacola, Florida, since 2009. … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Sica (CRD# 1756940) regarding failure to follow directions. He has been registered with Charles Schwab & Co., Inc. in Brookfield, Connecticut, since 2021. He was … Continue reading
Can I recover losses from investments with former National Securities Corporation broker Kay Johnson (CRD# 1583193) regarding stock losses? He has been registered with Onesource Fi LLC in New York, New York, since 2021, and Allied Millennial Partners, LLC in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with LPL Financial LLC broker Michael Hirthler (CRD# 1370229). He has been registered with LPL Financial LLC in Pittston, Pennsylvania, since 1993, and Jacobi … Continue reading
Raymond James & Associates, Inc. broker Ira Bauman (CRD# 1079115)is accused of stock losses. He has been registered with Raymond James & Associates, Inc. in New York, New York, since 2016. He was registered with Morgan Stanley in New York, … Continue reading
Were you the victim of former Andrew Garrett, Inc. broker Guy Clemente (CRD# 1222597)? He has been registered with Aegis Capital Corp. in New York, New York, since 2023. He was registered with Andrew Garrett, Inc. in New York, New … Continue reading
There are options for clients of former Truist Investment Services, Inc. broker Gary Costello (CRD# 6117388) who suffered investment losses. He was registered with Aegis Capital Corp. in New York, New York, from 2023 to 2024, when he was terminated … Continue reading
Were you a victim of investment losses due to recommendations by D.A. Davidson & Co. broker Andrew Schell (CRD# 6536347)?. He was registered with D.A. Davidson & Co. in Colorado Springs, Colorado, from 2020 to 2022, when he was terminated … Continue reading
Erez Law is currently investigating former Wells Fargo broker Bradley Frisk (CRD# 5957389) regarding stock losses. He has been registered with Raymond James Financial Services, Inc. in Sacramento, California, since 2023. He was registered with Wells Fargo Clearing Services, LLC … Continue reading
Were you the victim of former E1 Asset Management, Inc. broker Jae Kim (CRD# 4620963)? He was registered with E1 Asset Management, Inc. in Manor, New York, from 2003 to 2024. In March 2024, FINRA barred him after he “consented … Continue reading