Category: Stocks Articles
Erez Law is currently investigating former Pinnacle Investments, LLC broker Ronald Bucher (CRD# 1804910) related to stock loss allegations. He was registered with San Blas Securities LLC in Atlanta, Georgia, in August 2023. Previously, he was registered with Pinnacle Investments, … Continue reading
Erez Law is currently investigating former Woodstock Financial Group, Inc. broker Raymond Clark (CRD# 2865619) regarding stock losses. He was registered with Alexander Capital, L.P. in Red Bank, New Jersey from June to July 2023. Previously, he was registered with … Continue reading
Former Citigroup Global Markets Inc. broker Michael Persinski (CRD# 1478332) is accused of stock losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Coral Gables, Florida, since 2022. Previously, he was registered with Citi Private … Continue reading
Erez Law is currently investigating Morgan Stanley broker Joel Freedman (CRD# 1260557), who is accused of unauthorized trades. He has been registered with Morgan Stanley in West Conshohocken, Pennsylvania, since 2009. In May 1991, National Association Of Securities Dealers, Inc. … Continue reading
Were you the victim of stock losses due to recommendations by Vanderbilt Securities, LLC broker Joseph Johnson (CRD# 1312422)? He has been registered with Vanderbilt Securities, LLC in Woodbury, New York, since 2011 and with Vanderbilt Advisory Services in Woodbury, … Continue reading
Were you the victim of LPL Financial LLC broker Joanna Westcott (CRD# 1187278)? He has been registered with LPL Financial LLC in Tucson, Arizona, since 2002. Joanna Westcott Customer Complaints She has been the subject of one customer complaint, according … Continue reading
Were you the victim of E1 Asset Management, Inc. broker Shaun Grimaldi (CRD# 4529021)?. He has been registered with E1 Asset Management, Inc. in Jersey City, New Jersey, since 2003. Shaun Grimaldi Customer Complaints He has been the subject of … Continue reading
Were you the victim of former SW Financial broker John Girgis (CRD# 5021526)? He was registered with SW Financial in New York, New York, from 2019 to 2023, and previously with Worden Capital Management LLC in New York, New York … Continue reading
Were you the victim of stock losses due to recommendations by former Sigma Financial Corporation broker Timothy Farris (CRD# 2178521)? He has been registered with Cetera Advisors LLC in West Bloomfield, Michigan, since 2021. Previously, he was registered with SPC … Continue reading
Erez Law is currently investigating former Morgan Stanley broker William Beasley (CRD# 1750089) regarding stock losses. He has been registered with BHK Securities, LLC and BHK Investment Advisors in Birmingham, Alabama, since 2021. Previously, he was registered with Morgan Stanley … Continue reading