Category: Unauthorized Trades
There are options for clients of Raymond James & Associates, Inc. broker Russell Stein (CRD# 434765) who suffered investment losses. Stein has been registered with Raymond James & Associates, Inc. in Houston, Texas since 2008. Stein has been the subject … Continue reading
Erez Law is currently investigating former Joseph Stone Capital L.L.C. broker David Khezri (CRD# 2736831) for investment losses. Khezri has been registered with Network 1 Financial Securities Inc. in Hauppauge, New York since March 2020. Previously, Khezri was registered with … Continue reading
There are options for clients of Cadaret, Grant & Co., Inc. broker Yvonne Nirelli (CRD# 1364313) who suffered investment losses. Nirelli has been registered with Cadaret, Grant & Co., Inc. in Canastota, New York since 1989. In September 2020, FINRA … Continue reading
There are options for customers of former Aegis Capital Corp. broker Serge Parakhnevich (CRD# 5493064) who suffered investment losses due to excessive trading. He has been registered with PHX Financial Inc. in New York, New York since 2015. Previously, he … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Allied Millennial Partners, LLC broker Matthew Platnico (CRD# 2102086) regarding investment losses. Platnico has been registered with Allied Millennial Partners, LLC in New … Continue reading
Were you the victim of Network 1 Financial Securities Inc. broker Patrick Teutonico (CRD# 2875434)? Teutonico has been registered with Network 1 Financial Securities Inc. in Seaford, New York since 2012. In March 2015, FINRA fined Teutonico $5,000 and suspended … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker Marcus Dickerson (CRD# 1053338) regarding unauthorized trading that lead to investment losses. Dickerson has been registered with Centaurus Financial, Inc. in Livonia, Michigan since 2001. Dickerson has been the subject of … Continue reading
Erez Law is currening former Morgan Stanley broker David Kraft (CRD# 2356400) regarding unauthorized trades in customer accounts. Kraft has been registered with Morgan Stanley in Palm Beach Gardens, Florida from 2012 to 2019. In December 2019, FINRA suspended Kraft … Continue reading
There are options for customers of former Cetera Financial Specialists LLC broker Robert Silverman (CRD# 4582993) regarding unauthorized trading. Silverman has been registered with Cetera Financial Specialists LLC in Red Bank, New Jersey from 2004 to 2019, when he was … Continue reading
Erez Law is currently investigating Cetera Advisor Networks LLC broker Barry Debany (CRD# 2208573) regarding unauthorized trades. Debany has been registered with Cetera Advisor Networks LLC in Tarrytown, New York since 2013. Debany has been the subject of two customer … Continue reading