Category: Unsuitable Investments
Can I recover losses from investments with former LPL Financial LLC broker Thomas Rindahl (CRD# 3200702)? He has been registered with Osaic Wealth, Inc. in Mesa, Arizona, since 2024, and PFG Advisors in Scottsdale, Arizona, since 2015. He was registered … Continue reading
There are options for customers of UBS Financial Services Inc. broker Michael Meniktas (CRD# 3186445) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Walnut Creek, California, since 2008. Michael Meniktas Customer Complaints He has … Continue reading
Oppenheimer & Co. Inc. broker Jeffrey Werdsheim (CRD# 1892046) is accused of unsuitable investment recommendations. He has been registered with Oppenheimer & Co. Inc. in Los Angeles, California, since 2003. Jeffrey Werdsheim Customer Complaints He has been the subject of … Continue reading
Were you the victim of LPL Financial LLC broker Richard Hill II (CRD# 2468076)? He has been registered with LPL Financial LLC in Raleigh, North Carolina, since 2010. Richard Hill II Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating former Western International Securities, Inc. broker John Egan (CRD# 2221733) regarding losses related to unsuitable investment recommendations. He was registered with Western International Securities, Inc. in Glendora, California, from 1996 to 2021. John Egan Customer … Continue reading
Erez Law is investigating Capital Investment Group, Inc. broker Joseph Eades Jr. (CRD# 2357818) regarding direct investment losses. He has been registered with Capital Investment Group, Inc. in Easley, South Carolina, since 2004. Joseph Eades Jr. Customer Complaints He has … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Cynthia Smith (CRD# 2386038) regarding unsuitable investment recommendations. She has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Myers, Florida, since 2002. Cynthia … Continue reading
Ameriprise Financial Services, LLC broker Anthony Makransky (CRD# 2103362) is accused of variable annuity losses. He has been registered with LPL Financial LLC in League City, Texas, since 2023. He was registered with Ameriprise Financial Services, LLC in Houston, Texas, … Continue reading
Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Patrick Dever (CRD# 2202204)? He has been registered with Stifel, Nicolaus & Company, Incorporated in West Chester, Pennsylvania, since 2014. Patrick Dever Customer Complaints He has been the subject … Continue reading
Former Umpqua Investments, Inc. broker Donald Peabody (CRD# 2175218) is accused of unsuitable investment recommendations. He has been registered with Osaic Wealth, Inc. in Coos Bay, Oregon, since 2023. He was registered with FSC Securities Corporation in Coos Bay, Oregon, … Continue reading