Category: Unsuitable Investments
Erez Law is currently investigating UBS Financial Services Inc. broker Andrew Burish (CRD# 1111163) regarding losses related to investments in Tesla, Inc. He has been registered with UBS Financial Services Inc. in Madison, Wisconsin, since 1984. He oversees The Burish … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Robert Rose (CRD# 2874342)? He has been registered with Wells Fargo Clearing Services, LLC in Tampa, Florida, since 2009. Robert Rose Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Shannon Moore (CRD# 2934682) is accused of unsuitable investment recommendations. She has been registered with LPL Financial LLC in Jefferson City, Tennessee, since 2011. Shannon Moore Customer Complaints She has been … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Nicholas Tsikitas (CRD# 2871712) regarding unsuitable investment recommendations. He has been registered with Aegis Capital Corp. in Melville, New York, since 2014. In March 2003, the National Association of Securities Dealers, … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Cynthia Magner (CRD# 2591698) regarding unsuitable investment recommendations. She has been registered with Ameriprise Financial Services, LLC in Concord, New Hampshire, since 2003. Cynthia Magner Customer Complaints She has been … Continue reading
Were you the victim of Concorde Investment Services, LLC broker Jason Lowther (CRD# 2606268)? He has been registered with Concorde Investment Services, LLC in Ann Arbor, Michigan, since 2021. He was registered with Western International Securities, Inc. in Pasadena, California, … Continue reading
Can I recover losses from investments with former LPL Financial LLC broker Thomas Rindahl (CRD# 3200702)? He has been registered with Osaic Wealth, Inc. in Mesa, Arizona, since 2024, and PFG Advisors in Scottsdale, Arizona, since 2015. He was registered … Continue reading
There are options for customers of UBS Financial Services Inc. broker Michael Meniktas (CRD# 3186445) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Walnut Creek, California, since 2008. Michael Meniktas Customer Complaints He has … Continue reading
Oppenheimer & Co. Inc. broker Jeffrey Werdsheim (CRD# 1892046) is accused of unsuitable investment recommendations. He has been registered with Oppenheimer & Co. Inc. in Los Angeles, California, since 2003. Jeffrey Werdsheim Customer Complaints He has been the subject of … Continue reading
Were you the victim of LPL Financial LLC broker Richard Hill II (CRD# 2468076)? He has been registered with LPL Financial LLC in Raleigh, North Carolina, since 2010. Richard Hill II Customer Complaints He has been the subject of one … Continue reading