Category: Unsuitable Investments
Can you recover losses due to recommendations by former Berthel, Fisher & Company Financial Services, Inc. broker Christopher Ordway (CRD# 4505062)? He has been registered with Berthel, Fisher & Company Financial Services, Inc. in Phoenix, Arizona, from 2013 to 2018. … Continue reading
Former Wells Fargo Advisors Financial Network, LLC broker Michael Gibson (CRD# 4423740) is accused of unsuitable investment recommendations. He has been registered with Fidelity Brokerage Services LLC in Thousand Oaks, California, since 2017. He was registered with Strategic Advisers LLC … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ronald Kummerer Jr. (CRD# 4344687), who is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Exton, Pennsylvania, … Continue reading
Were you the victim of Sunbelt Securities, Inc. broker Bradley Lakner (CRD# 4167521)? He has been registered with Sunbelt Securities, Inc. in Springfield, Illinois, since 2010. He was registered with Edward Jones in Springfield, Illinois, from 2007 to 2010, when … Continue reading
Equitable Advisors, LLC broker Michael Mashak Mr (CRD# 4031888) is accused of unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in La Crosse, Wisconsin, since 1999. Michael Mashak Mr Customer Complaints He has been the subject of … Continue reading
Can you recover losses due to recommendations by UBS Financial Services Inc. broker Michael Lipschutz (CRD# 2824722)? He has been registered with UBS Financial Services Inc. in Rochester, New York, from 2012 to 2022. Michael Lipschutz Customer Complaints He has … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Rowena Ruff (CRD# 2905624) regarding real estate securities losses. She has been registered with LPL Financial LLC in Lexington, Kentucky, since 2010 and with Independent Advisor Alliance, LLC in Lexington, Kentucky, … Continue reading
Berthel, Fisher & Company Financial Services, Inc. broker Farrukh Kazmi (CRD# 2855915) faces investment losses due to customer complaints. He has been registered with Berthel, Fisher & Company Financial Services, Inc. in Moorestown, New Jersey, since 2010, and with BFC … Continue reading
Did you lose money investing with Wells Fargo Clearing Services, LLC broker Jordan Samelson (CRD# 2984356)? He has been registered with Wells Fargo Clearing Services, LLC in New York, New York, since 2016. Jordan Samelson Customer Complaints He has been … Continue reading
LPL Financial LLC broker William Czaplewski (CRD# 2386057) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Monona, Wisconsin, since 1994. William Czaplewski Customer Complaints He has been the subject of two customer complaints … Continue reading