Category: Unsuitable Investments
Were you the victim of LPL Financial LLC broker Joanna Westcott (CRD# 1187278)? He has been registered with LPL Financial LLC in Tucson, Arizona, since 2002. Joanna Westcott Customer Complaints She has been the subject of one customer complaint, according … Continue reading
Former Summit Brokerage Services, Inc. broker Richard Brown (CRD# 1595628) is accused of real estate investment losses. He has been registered with Cetera Advisor Networks LLC in Fort Myers, Florida, since 2019. Previously, he was registered with Summit Brokerage Services, … Continue reading
Morgan Stanley broker Sean Brennan (CRD# 2915933) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in Red Bank, New Jersey, since 2009. Sean Brennan Customer Complaints He has been the subject of one customer complaint, … Continue reading
Ameriprise Financial Services, LLC broker Michael Fisher (CRD# 4056114) is accused of unsuitable and unauthorized trading. He has been registered with Ameriprise Financial Services, LLC in Melville, New York, since 2016. Previously, he was registered with Wells Fargo Advisors, LLC … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Jon Lindenberg (CRD# 4161624), who is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Bethesda, Maryland, since 2003. Jon Lindenberg Customer … Continue reading
Were you the victim of E1 Asset Management, Inc. broker Shaun Grimaldi (CRD# 4529021)?. He has been registered with E1 Asset Management, Inc. in Jersey City, New Jersey, since 2003. Shaun Grimaldi Customer Complaints He has been the subject of … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker Joseph Katzaroff (CRD# 1811119). He has been registered with UBS Financial Services Inc. in Irvine, California, since 1997. … Continue reading
Arete Wealth Management, LLC broker Justin Mackie (CRD# 4736154) is accused of alternative investment losses. He has been registered with Arete Wealth Management, LLC in Henderson, Nevada, since 2015. Justin Mackie Customer Complaints He has been the subject of one … Continue reading
There are options for customers of New Jersey broker Jeffrey Gitterman (CRD# 1910332) who suffered investment losses. He has been registered with Vanderbilt Securities, LLC in Edison, New Jersey since 2017, and with Gitterman Wealth Management, LLC in Edison, New … Continue reading
Erez Law is currently investigating Oppenheimer & Co. Inc. broker Gregory Iglow (CRD# 2783963), who is accused of unsuitable investment recommendations. He has been registered with Oppenheimer & Co. Inc. in Los Angeles, California, since 2007. Gregory Iglow Customer Complaints … Continue reading