Category: Unsuitable Investments
Did you lose money investing with Wells Fargo Clearing Services, LLC broker Jordan Samelson (CRD# 2984356)? He has been registered with Wells Fargo Clearing Services, LLC in New York, New York, since 2016. Jordan Samelson Customer Complaints He has been … Continue reading
LPL Financial LLC broker William Czaplewski (CRD# 2386057) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Monona, Wisconsin, since 1994. William Czaplewski Customer Complaints He has been the subject of two customer complaints … Continue reading
Were you the victim of DFPG Investments, LLC broker William Sheehan (CRD# 2328614)? He has been registered with DFPG Investments, LLC in Cornwall-On-Hudson, New York, since 2012. William Sheehan Customer Complaints He has been the subject of one customer complaint, … Continue reading
Can I recover losses due to investments with Raymond James Financial Services, Inc. broker Jonathan Best (CRD# 2225091)? He has been registered with Raymond James Financial Services, Inc. in Henderson, Texas, since 2001. In April 2024, “FINRA made a preliminary … Continue reading
There are options for clients of LaSalle St. Securities, L.L.C. broker Samuel Jacobs (CRD# 2243093) who lost money due to unsuitable investment recommendations. He has been registered with LaSalle St. Securities, L.L.C. in Winter Park, Florida, since 2004. Samuel Jacobs … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Bradley Bergdahl (CRD# 1432349) regarding unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Cando, North Dakota, since 2018, and with CWM, LLC in Cando, North … Continue reading
There are options for clients of Morgan Stanley broker Freddie Crandall (CRD# 1434783), who lost money due to unsuitable investment recommendations. He has been registered with Morgan Stanley in Danville, Illinois, since 2009. Freddie Crandall Customer Complaints He has been … Continue reading
Were you the victim of LPL Financial LLC broker Robert Earls Jr. (CRD# 1369915)? He has been registered with LPL Financial LLC in Roanoke, Virginia, since 2001. In February 2024, the US Department of Justice for the Western District of … Continue reading
Erez Law is currently investigating Dempsey Lord Smith, LLC broker Gregory Gibson (CRD# 1694647) regarding direct investment losses. He has been registered with Dempsey Lord Smith, LLC in Greenville, South Carolina, since 2012. In October 1988, Prudential Insurance Company sanctioned … Continue reading
There are options for clients of LPL Financial LLC broker Michael Lynch (CRD# 2142722) who suffered investment losses. He has been registered with LPL Financial LLC in Pittsfield, Maine, since 2007, and Northeast Planning Associates, Inc. in Bedford, New Hampshire, … Continue reading