Category: Unsuitable Investments

Erez Law is currently investigating former Western International Securities, Inc. broker John Egan (CRD# 2221733) regarding losses related to unsuitable investment recommendations. He was registered with Western International Securities, Inc. in Glendora, California, from 1996 to 2021. John Egan Customer … Continue reading →

Erez Law is investigating Capital Investment Group, Inc. broker Joseph Eades Jr. (CRD# 2357818) regarding direct investment losses. He has been registered with Capital Investment Group, Inc. in Easley, South Carolina, since 2004. Joseph Eades Jr. Customer Complaints He has … Continue reading →

Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Cynthia Smith (CRD# 2386038) regarding unsuitable investment recommendations. She has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Myers, Florida, since 2002.  Cynthia … Continue reading →

Ameriprise Financial Services, LLC broker Anthony Makransky (CRD# 2103362) is accused of variable annuity losses. He has been registered with LPL Financial LLC in League City, Texas, since 2023. He was registered with Ameriprise Financial Services, LLC in Houston, Texas, … Continue reading →

Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Patrick Dever (CRD# 2202204)? He has been registered with Stifel, Nicolaus & Company, Incorporated in West Chester, Pennsylvania, since 2014. Patrick Dever Customer Complaints He has been the subject … Continue reading →

Former Umpqua Investments, Inc. broker Donald Peabody (CRD# 2175218) is accused of unsuitable investment recommendations. He has been registered with Osaic Wealth, Inc. in Coos Bay, Oregon, since 2023. He was registered with FSC Securities Corporation in Coos Bay, Oregon, … Continue reading →

Were you the victim of Avantax Investment Services, Inc. broker Ramon Haile (CRD# 2010552)? He has been registered with Avantax Investment Services, Inc. in Hamilton, Texas, since 1990. Ramon Haile Customer Complaints He has been the subject of one customer … Continue reading →

Erez Law is currently investigating Centaurus Financial, Inc. broker John Tryon (CRD# 1593231) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Troy, Michigan, since 2005.  John Tryon Customer Complaints He has been the subject of … Continue reading →

Were you the victim of Wells Fargo Clearing Services, LLC broker James Paige (CRD# 1726609)? He has been registered with Wells Fargo Clearing Services, LLC in Vero Beach, Florida, since 2008.  James Paige Customer Complaints He has been the subject … Continue reading →

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ameriprise Financial Services, LLC broker Christopher Jacobi (CRD# 1648679). He has been registered with Ameriprise Financial Services, LLC in Pensacola, Florida, since 2009. … Continue reading →