Category: Unsuitable Investments
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ameriprise Financial Services, LLC broker Thais Piotrowski (CRD# 4729077). He has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida, since … Continue reading
Erez Law is currently investigating former FSC Securities Corporation broker David Park (CRD# 4388516), who is accused of unsuitable investment recommendations. He was registered with Cambridge Investment Research, Inc. in La Canada, California, from 2019 to 2022 and previously with … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Sharif Sharif (CRD# 2343413) regarding who is accused of unsuitable investment recommendations. He was registered with LPL Financial LLC in Elmhurst, Illinois from 2018 to 2023, when he was terminated regarding, … Continue reading
Erez Law is currently investigating former American Portfolios Financial Services, Inc. broker Nabil Bouab (CRD# 4340284), who is accused of unsuitable investment recommendations. He has been registered with Garden State Securities, Inc. in Red Bank, New Jersey, since 2022. Previously, … Continue reading
Erez Law is currently investigating FSC Securities Corporation broker Scott Coonrod (CRD# 4311374), who is accused of excessively aggressive trading that led to investment losses. He has been registered with FSC Securities Corporation in Bend, Oregon, from 2017 to 2022. … Continue reading
Erez Law is currently investigating former Emerson Equity LLC broker William Duffy (CRD# 6726333) regarding who is accused of unsuitable investment recommendations. He has been registered with Innovation Partners LLC in Lone Tree, Colorado, Sharenett Securities LLC in Lone Tree, … Continue reading
Were you the victim of IFP Securities, LLC broker Antonio Moreno Jr. (CRD# 2251158), who is accused of GWG Holdings Inc. investment losses? He has been registered with IFP Securities, LLC in Orlando, Florida, since 2019 and with Independent Financial … Continue reading
UBS Financial Services Inc. broker David Barnes (CRD# 2181896) faces customer complaints related to unsuitable investment recommendations in the high-risk energy and real estate sectors. He has been registered with UBS Financial Services Inc. in Dallas, Texas, since 2016. David … Continue reading
Can I recover losses investing with RBC Capital Markets, LLC broker Edward Stike (CRD# 1439479)? He has been registered with LPL Financial LLC in Charleston, West Virginia, since 2022. Previously, he was registered with RBC Capital Markets, LLC in Charleston, … Continue reading
Western International Securities, Inc. broker David Simon (CRD# 1064191) is accused of unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Crystal Bay, Nevada, since 2007. David Simon Customer Complaints He has been the subject of … Continue reading