Category: Unsuitable Investments
There are options for clients of former Network 1 Financial Securities Inc. broker Charles Malico (CRD# 1507282) who suffered investment losses due to unsuitable investment recommendations. He was registered with Network 1 Financial Securities Inc. in Huntingon Station, New York, … Continue reading
Were you the victim of former United Planners’ Financial Services Of America A Limited Partner broker Joseph Appolito (CRD# 6698), who is accused of unsuitable investment recommendations? He has been registered with Commonwealth Financial Network in Kapolei, Hawaii, since 2018. … Continue reading
Erez Law is currently investigating Moloney Securities Co., Inc. broker Dale Timmermann (CRD# 2423919) regarding unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Vandalia, Illinois, since 2012. In February 2020, The National Association of Securities … Continue reading
Former Aegis Capital Corp. broker Jack Terzi (CRD# 7008502) is accused of churning and unsuitable investment recommendations and unauthorized trades. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Levittown, New York, since 2022. Previously, he … Continue reading
In July 2021, a former client of Ocean Financial Services, LLC filed a FINRA arbitration claim for losses sustained from investments in Northstar Financial Services (Bermuda). The investors were clients of broker Sandro Olivos (CRD# 3228574). The causes of action … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Pruco Securities, LLC broker Paul Lekousis (CRD# 2545673), who suffered insurance losses. He has been registered with Pruco Securities, LLC in Downers Grove, Illinois, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Centaurus Financial, Inc. broker Marc Korsch (CRD# 5525226). He has been registered with Arkadios Capital in Atlanta, Georgia, since March 2021. Previously, … Continue reading
There are options for clients of Western International Securities, Inc. broker Shannon Powers (CRD# 2367198), who suffered investment losses. She has been registered with Western International Securities, Inc. in Ridgefield, Washington, since 2012. Shannon Powers Customer Complaints She has been … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. broker Paul Carnahan (CRD# 5586975), who is accused of unsuitable investment recommendations. He has been registered with GWN Securities Inc. in Birmingham, Michigan, since 2022. Previously, he was registered with Securian … Continue reading
Former Wells Fargo Clearing Services, Inc. broker Florentino Chapa (CRD# 4763953) is accused of Northstar Financial Services (Bermuda) investment losses. A former client of Wells Fargo Clearing Services, Inc. filed a FINRA arbitration claim against broker Florentino Chapa, who was … Continue reading