Category: Unsuitable Investments
Were you the victim of former Leumi Investment Services Inc. broker Zvika Feldman (CRD# 5316260) who is accused of unsuitable investment recommendations? He was registered with Leumi Investment Services Inc. in Aventura, Florida from 2007 to 2021. Zvika Feldman Customer … Continue reading
Were you the victim of Centaurus Financial, Inc. broker Donna Seymour (CRD# 1714302) regarding unsuitable investment recommendations? She has been registered with Centaurus Financial, Inc. in Winter Haven, Florida since 2016 and with Ingram Advisory Services, LLC in Winter Haven, … Continue reading
Were you the victim of former Cabot Lodge Securities LLC broker Jeffrey Noard (CRD# 1983392) who is accused of unsuitable investment recommendations? He has been registered with Emerson Equity LLC in Menomonee Falls, Wisconsin since 2020. Previously, he was registered … Continue reading
Summit Brokerage Services broker Brion Harris (CRD# 3199095) faces a customer complaint for unsuitable and alternative investment losses. He has been registered with Cetera Advisor Networks LLC in Annapolis, Maryland since 2019. Previously, he was registered with Summit Financial Group … Continue reading
Erez Law is currently investigating Berthel, Fisher & Company Financial Services, Inc. broker Vincent Bailey (CRD# 1845517) regarding unsuitable investment recommendations. He has been registered with Berthel, Fisher & Company Financial Services, Inc. in Geneva, Illinois since 2003. In May … Continue reading
Were you the victim of Kestra Investment Services, LLC broker Karen Cunningham (CRD# 1134960) regarding unsuitable investment recommendations? She has been registered with Kestra Investment Services, LLC in Oklahoma City, Oklahoma since 2001. Karen Cunningham Customer Complaints She has been … Continue reading
Were you the victim of former SagePoint Financial, Inc. broker Jody Bowers (CRD# 4798818) who is accused of unsuitable investment recommendations? She was registered with Lowell & Company, Inc. in Abilene, Texas from 2014 to 2018. Previously, she was registered … Continue reading
Erez Law is currently investigating Moloney Securities Co., Inc. broker Juliann Smith (CRD# 1338081) regarding unsuitable investment recommendations. She has been registered with Moloney Securities Co., Inc. in Kansas City, Missouri since 2003. Juliann Smith Customer Complaints She has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Berthel, Fisher & Company Financial Services, Inc. broker Mark Joneson (CRD# 4119915) regarding over-concentrated and unsuitable investment recommendations. He has been registered … Continue reading
Were you the victim of J.W. Cole Financial, Inc. broker Rebecca Gaylor (CRD# 1452113) who is accused of unsuitable investment recommendations leading to energy sector losses? She has been registered with J.W. Cole Advisors, Inc. in Phoenix, Arizona since 2002 … Continue reading