Category: Unsuitable Investments
Were you a victim of investment losses due to recommendations by D.A. Davidson & Co. broker Andrew Schell (CRD# 6536347)?. He was registered with D.A. Davidson & Co. in Colorado Springs, Colorado, from 2020 to 2022, when he was terminated … Continue reading
Former Equitable Advisors, LLC broker Jason Mitsuda (CRD# 6718373) is accused of unsuitable investment recommendations. He has been registered with LPL Enterprise, LLC in Honolulu, Hawaii, since 2024. He was registered with the following brokerage firms: Pruco Securities, LLC in … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Charles Fagan (CRD# 5040887) regarding unsuitable investment recommendations. He has been registered with Raymond James & Associates, Inc. in St Louis, Missouri, since 2011. Charles Fagan Customer Complaints He … Continue reading
Erez Law is currently investigating former Independent Financial Group, LLC broker Scott Olson (CRD# 711256). He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2021, and IP Financial Advisory Services LLC in Melbourne, Florida, since 2021. … Continue reading
Were you the victim of former Ameritas Investment Company, LLC broker Allison Terlip (CRD# 5530486)? She was registered with Ameritas Investment Company, LLC in Navarre, Florida, from 2022 to 2023, MML Investors Services, LLC in Pensacola, Florida, from 2019 to … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former LPL Financial LLC broker Judith Dolle (CRD# 826135). She was registered with LPL Financial LLC in Rancho Mirage, California, from 2013 to … Continue reading
Former Ameriprise Financial Services, LLC broker John Engler Sr. (CRD# 835827) is accused of unsuitable investment recommendations. He was registered with Ameriprise Financial Services, LLC in Martinez, Georgia, from 2014 to 2023. In April 2024, FINRA barred him after he … Continue reading
Can you recover losses due to recommendations by UBS Financial Services Inc. broker Michael Blueweiss (CRD# 728969)? He has been registered with Arete Wealth Management, LLC in Melville, New York, since 2022. He was registered with National Asset Management, Inc. … Continue reading
Were you the victim of barred Purshe Kaplan Sterling Investments broker William Weisbrod (CRD# 812664)? He was registered with Purshe Kaplan Sterling Investments in Fairfield, New Jersey, from 2009 to 2021. He was previously registered with Wachovia Securities, LLC in … Continue reading
Can you recover investment losses due to recommendations by LPL Financial LLC broker Bernell Baker (CRD# 5493956)? He has been registered with LPL Financial LLC in Mountain, Utah, since 2012. Bernell Baker Customer Complaints He has been the subject of … Continue reading