Category: Unsuitable Investments

Were you the victim of LPL Financial LLC broker Brad Hensen (CRD# 5136446) regarding unsuitable investment recommendations? He has been registered with LPL Financial LLC in Salem, Ohio since 2010.  Brad Hensen Customer Complaints He has been the subject of … Continue reading →

There are options for customers of former Verity Asset Management broker Carlos Ingram (CRD# 4342081) who lost money due to unsuitable transactions. He has been registered with Silver Oak Securities, Incorporated in Atlanta, Georgia since 2020. Previously, he was registered … Continue reading →

Erez Law is currently investigating former Spartan Capital Securities, LLC broker Patrick Cavanagh (CRD# 5186630) regarding unsuitable investment recommendations. He was registered with Spartan Capital Securities, LLC in New York, New York from 2019 to 2022. Previously, he was registered … Continue reading →

Were you the victim of Commonwealth Financial Network broker Edward Sokolowski (CRD# 2221001) who is accused of unsuitable investment recommendations? He has been registered with Commonwealth Financial Network in Ludlow, Massachusetts since 1999. Edward Sokolowski Customer Complaints He has been … Continue reading →

There are options for clients of former Raymond James Financial Services, Inc. broker Kelvern Chen (CRD# 5679957) who allegedly made unsuitable investment recommendations. He has been registered with Northwestern Mutual Investment Services, LLC in New York, New York since 2021. … Continue reading →

Erez Law is currently investigating former Cetera Investment Advisers LLC broker Hui Zhang (CRD# 5918387) regarding unsuitable investment recommendations. He has been registered with Independent Financial Group, LLC in San Gabriel, California since 2020. Previously, he was registered with Cetera … Continue reading →

Were you the victim of former Morgan Stanley broker Jimmy Driggers (CRD# 1359593)? He was registered with Morgan Stanley in Sarasota, Florida, from 2009 to 2021. Jimmy Driggers Customer Complaints He has been the subject of four customer complaints between … Continue reading →

Erez Law is currently investigating Morgan Stanley broker David Letnertz (CRD# 2287146) regarding unsuitable investment recommendations. He has been registered with Morgan Stanley in Newport Beach, California since 2009.  David Letnertz Customer Complaints He has been the subject of two … Continue reading →

Erez Law is currently investigating former Raymond James & Associates, Inc. broker Brent Greninger (CRD# 5810070) regarding unsuitable investment recommendations. He has been registered with Buckman, Buckman & Reid, Inc. in North Palm Beach, Florida since January 2022. Previously, he … Continue reading →

Erez Law is currently investigating former Cetera Investment Services LLC broker Xiangyu Zhang (CRD# 5050282) regarding real estate investment losses due to investment fraud. He was registered with Wells Fargo Clearing Services, LLC in Alhambra, California from 2017 to 2019, … Continue reading →