Category: Unsuitable Investments
Erez Law is currently investigating Arkadios Capital broker Mark Thompson (CRD# 4632270) regarding unsuitable investment recommendations. He has been registered with Arkadios Capital in Atlanta, Georgia since 2017 and with EPG Wealth Management LLC in Atlanta, Georgia since 2019. Previously, … Continue reading
Were you the victim of former Centaurus Financial, Inc. broker Mark Williams (CRD# 4061842) regarding corporate debt losses due to investment fraud? He has been registered with Kingswood Capital Partners, LLC in Carmel By The Sea, California since November 2021 … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Cass Jenkins (CRD# 4304584) who is accused of unsuitable investment recommendations? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Worth, Texas … Continue reading
Erez Law is currently investigating Morgan Stanley broker Anthony Gallea (CRD# 713980) regarding options losses due to investment fraud. He has been registered with Morgan Stanley in Hendersonville, North Carolina and Del Ray Beach, Florida since 2009. Anthony Gallea Customer … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with barred former First Standard Financial Company LLC broker Michael Leahy (CRD# 1899498). He has been registered with First Standard Financial Company LLC in … Continue reading
Erez Law is currently investigating Moloney Securities Co., Inc. broker David Wood (CRD# 2306563) regarding unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Manchester, Missouri since 2010. David Wood Customer Complaints He has been the … Continue reading
There are options for customers of former Geneos Wealth Management, Inc. broker Mark Horstmann (CRD# 4079505) who is alleged to engage in unsuitable investment recommendations. He has been registered with Cambridge Investment Research, Inc. Gladstone, Missouri since 2021. Previously, he … Continue reading
Erez Law is currently investigating former Legend Securities, Inc. broker Samuel Girgiss (CRD# 6088898) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York since 2017. Previously, he was registered with Worden … Continue reading
There are options for customers of Arkadios Capital broker Jeffrey Shaver (CRD# 2675592) who lost money due to unsuitable investment recommendations. He has been registered with Arkadios Capital in Atlanta, Georgia from 2017 to 2022. Previously, he was registered with … Continue reading
Erez Law is currently investigating former Craig Scott Capital, LLC broker John Stapleton (CRD# 2791194) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in Garden City, New York since 2015. Previously, he was registered with … Continue reading