Category: Unsuitable Investments
Erez Law is currently investigating Morgan Stanley broker David Letnertz (CRD# 2287146) regarding unsuitable investment recommendations. He has been registered with Morgan Stanley in Newport Beach, California since 2009. David Letnertz Customer Complaints He has been the subject of two … Continue reading
Erez Law is currently investigating former Raymond James & Associates, Inc. broker Brent Greninger (CRD# 5810070) regarding unsuitable investment recommendations. He has been registered with Buckman, Buckman & Reid, Inc. in North Palm Beach, Florida since January 2022. Previously, he … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Xiangyu Zhang (CRD# 5050282) regarding real estate investment losses due to investment fraud. He was registered with Wells Fargo Clearing Services, LLC in Alhambra, California from 2017 to 2019, … Continue reading
Were you the victim of former Berthel Fisher & Company Financial broker Steve Cummings (CRD# 2274017) who is accused of unsuitable and misrepresented investment recommendations? He was registered with Berthel Fisher & Company Financial in Fort Deposit, Alabama from 2010 … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Jeffrey Hackett (CRD# 2575374) regarding unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in San Diego, California since 2008. Jeffrey Hackett Customer Complaints He has been the … Continue reading
Kalos Capital, Inc. broker Kristian Finfrock (CRD# 5421676) is accused of unsuitable alternative investment losses. He has been registered with Kalos Capital, Inc. in Evansville, Wisconsin since 2012. Alternative investments do not fall into a conventional investment category, such as … Continue reading
Were you the victim of Morgan Stanley broker Thomas Bonds (CRD# 1867556) regarding unsuitable investment recommendations? He has been registered with Morgan Stanley in Kirkland, Washington since 2009. Thomas Bonds Customer Complaints He has been the subject of five customer … Continue reading
Erez Law is currently investigating Hornor, Townsend & Kent, LLC broker Debra Clark (CRD# 1987661) regarding unsuitable investment recommendations. She has been registered with Hornor, Townsend & Kent, LLC in Wilton, Connecticut since 2010. Debra Clark Customer Complaints She has … Continue reading
Were you the victim of David Lerner Associates, Inc. broker Lawrence Merl (CRD# 2443190) who is alleged to make unsuitable investment recommendations? He has been registered with David Lerner Associates, Inc. in White Plains, New York since 1994. In 2004, … Continue reading
Can I recover unsuitable private placement losses from investments with David Lerner Associates, Inc. broker Lefranc Joseph (CRD# 6092379)? He has been registered with David Lerner Associates, Inc. in Lawrenceville, New Jersey since 2014. Lefranc Joseph Customer Complaints He has been … Continue reading