Category: Unsuitable Investments

Did you lose money investing in mutual funds due to investment fraud with Robert W. Baird & Co. broker Edmund Murphy (CRD# 2145807? He was registered with Robert W. Baird & Co. Incorporated in Naples, Florida from 1999 to 2021. … Continue reading →

Erez Law is currently investigating former Triad Advisors, Inc. broker Kenneth Luccioni (CRD# 719779) who is accused of unsuitable investment recommendations. Kenneth Luccioni was registered with Triad Advisors, Inc. in Park Ridge, Illinois from 2000 to 2016. In November 2018, … Continue reading →

Erez Law is currently investigating former First Allied Securities, Inc. broker Chad Barancyk (CRD# 4921433) regarding unsuitable alternative investment recommendations. Chad Barancyk has been registered with Great Point Capital LLC in Chicago, Illinois since February 2021. Previously, he was registered … Continue reading →

Erez Law is currently investigating former Worden Capital Management LLC broker William Athas (CRD# 3165470) regarding unsuitable investment recommendations and excessive trading. William Athas was registered with SW Financial in Melville, New York from 2020 to 2021. Previously, he was … Continue reading →

There are options for clients of former Fidelity Brokerage Services LLC broker Kitwana Thomas (CRD# 5539984) who suffered investment losses due to unsuitable investment recommendations. Kitwana Thomas was registered with Fidelity Brokerage Services LLC in Jacksonville, Florida from 2012 to … Continue reading →

Erez Law is currently investigating former Cambridge Investment Research, Inc. broker Dale Wright (CRD# 1142615) regarding investment losses due to suitability concerns. Dale Wright has been registered with Cambridge Investment Research, Inc. in Henrico, Virginia from 2011 to 2019. In … Continue reading →

Can I recover losses from unsuitable investment losses with former Wynston Hill Capital, LLC broker Craig Sherman (CRD# 5670193)? Craig Sherman was registered with Wynston Hill Capital, LLC in Fletcher, North Carolina from 2017 to 2020. Previously, Craig Sherman was … Continue reading →

There are options for clients of Hightower Securities, LLC broker Peter Klein (CRD# 1523734) who is accused of unsuitable investment recommendations. Peter Klein has been registered with Hightower Securities, LLC in Melville, New York since 2013.  Peter Klein Customer Complaints … Continue reading →

Were you the victim of unsuitable investment recommendations made by Concorde Investment Services, LLC broker Jeffrey Kiesnoski (CRD# 2688017)? Jeffrey Kiesnoski has been registered with Concorde Investment Services, LLC in Port Jefferson, New York since 2015.  Jeffrey Kiesnoski Customer Complaints … Continue reading →

Can I recover losses from investments with Aegis Capital Corp. broker Brian Court (CRD# 2591547) who is accused of unsuitable investment recommendations. Brian Court has been registered with Aegis Capital Corp in Melville, New York since 2014.  Brian Court Customer … Continue reading →