Category: Unsuitable Investments
There are options for clients of Wynston Hill Capital, LLC broker Robert Calamunci Sr. (CRD# 1618899) who suffered investment losses. Robert Calamunci Sr. has been registered with the following brokerage firms: NYPPEX, LLC in Lansing, Michigan since July 2021 Wynston … Continue reading
Were you the victim of former First Standard Financial Company LLC broker Frank Venturelli (CRD# 6403468)? Venturelli was registered with Arive Capital Markets in Bay Ridge, New York from September to December 2019 and with First Standard Financial Company LLC … Continue reading
Can I recover losses from investments with FSC Securities Corporation broker Margaret Suite-Arnold (CRD# 1399665)? Suite-Arnold has been registered with FSC Securities Corporation in China Grove, North Carolina since 2009. Suite-Arnold has been the subject of two customer complaints between … Continue reading
Erez Law is currently investigating former SunTrust Advisory Services, Inc. broker Raul Benitez (CRD# 4457185) regarding Northstar GIC. Benitez has been registered with Wells Fargo Clearing Services, LLC in Aventura, Florida since 2018. Previously, Benitez was registered with SunTrust Advisory … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Timothy Bartelt (CRD# 2501532)? Bartelt has been registered with Raymond James Financial Services, Inc. in Elm Grove, Wisconsin since 2008. In 1997, the Ohio Division of Securities opened an … Continue reading
Did Aegis Capital Corp. broker Gerald Sharpe (CRD# 2109210) make unsuitable investment recommendations? Sharpe has been registered with Aegis Capital Corp. in Red Bank, New Jersey since 2016. Previously, Sharpe was registered with National Securities Corporation in Red Bank, New … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Sonia Balfour-Fears (CRD# 5864524) regarding churning. Balfour-Fears has been registered with Morgan Stanley in Atlanta, Georgia since January 2021. Previously, Balfour-Fears was registered with Merrill Lynch, … Continue reading
Erez Law is currently investigating former Four Points Capital Partners LLC broker Allan Montalbano (CRD# 4507029) regarding stock investment losses. Montalbano was registered with Worden Capital Management LLC in Garden City, New York from 2015 to 2017 and previously with … Continue reading
Can I recover losses from investments with Momentum Independent Network Inc. broker Walter Stallones (CRD# 433344)? Stallones has been registered with Momentum Independent Network Inc. in San Marcos, Texas since 2010. Stallones has been the subject of six customer complaints … Continue reading
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses. The Erez Law clients allege that Brian Donaldson (CRD #2503258) and Frank Baldwin (CRD #1415901) recommended they invest in the YES … Continue reading