Category: Unsuitable Investments
Were you the victim of David Lerner Associates, Inc. broker John Lamont (CRD# 847214) who is accused of making unsuitable investment recommendations? He has been registered with David Lerner Associates, Inc. in Westport, Connecticut since 1989. John Lamont Customer Complaints … Continue reading
There are options for clients of former Cetera Advisor Networks LLC broker Darryl Ferguson (CRD# 4104760) who suffered investment losses due to unsuitable real estate securities recommendations. He has been registered with LPL Financial LLC in Roselle, Illinois since 2018. … Continue reading
There are options for clients of Morgan Stanley broker Ron Phillips (CRD# 2823393) who suffered investment losses due to managed accounts. He has been registered with Morgan Stanley in Walnut Creek, California since 2009. Ron Phillips Customer Complaints Ron Phillips … Continue reading
Erez Law is currently investigating Morgan Stanley broker Michael Spector (CRD# 2857657) regarding options losses due to investment fraud. He has been registered with Morgan Stanley in Atlanta, Georgia since 2009. Michael Spector Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Morgan Stanley broker Roy Budd (CRD# 34635) regarding suitability concerns. He has been registered with Morgan Stanley in Little Falls, New Jersey since 2009. Roy Budd Customer Complaints Roy Budd has been the subject of … Continue reading
Were you the victim of former LPL Financial LLC broker Michael Barranco (CRD# 4825738) regarding unsuitable investment recommendations and selling away? He was registered with LPL Financial LLC in Montgomery, Alabama from 2007 to 2015, when he was terminated regarding … Continue reading
Erez Law is currently investigating former NYLIFE Securities LLC broker Esmeraldo Espinoza (CRD# 6198418) regarding insurance losses due to unsuitable investment recommendations. He has been registered with First Financial Equity Corporation in Scottsdale, Arizona from June to October 2021. Previously, … Continue reading
Erez Law is currently investigating Mariner Wealth Advisor broker Faith Xenos (CRD# 1320067) regarding unsuitable investment recommendations. He has been registered with Msec, LLC in Coral Gables, Florida since 2019 and with Mariner Wealth Advisors in Coral Gables, Florida since … Continue reading
Did you lose money investing in mutual funds due to investment fraud with Robert W. Baird & Co. broker Edmund Murphy (CRD# 2145807? He was registered with Robert W. Baird & Co. Incorporated in Naples, Florida from 1999 to 2021. … Continue reading
Erez Law is currently investigating former Triad Advisors, Inc. broker Kenneth Luccioni (CRD# 719779) who is accused of unsuitable investment recommendations. Kenneth Luccioni was registered with Triad Advisors, Inc. in Park Ridge, Illinois from 2000 to 2016. In November 2018, … Continue reading